{"id":"https://openalex.org/W7119146280","doi":"https://doi.org/10.48550/arxiv.2601.01584","title":"Steerability of Instrumental-Convergence Tendencies in LLMs","display_name":"Steerability of Instrumental-Convergence Tendencies in LLMs","publication_year":2026,"publication_date":"2026-01-04","ids":{"openalex":"https://openalex.org/W7119146280","doi":"https://doi.org/10.48550/arxiv.2601.01584"},"language":null,"primary_location":{"id":"doi:10.48550/arxiv.2601.01584","is_oa":true,"landing_page_url":"https://doi.org/10.48550/arxiv.2601.01584","pdf_url":null,"source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":null,"is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"article"},"type":"preprint","indexed_in":["datacite"],"open_access":{"is_oa":true,"oa_status":"green","oa_url":"https://doi.org/10.48550/arxiv.2601.01584","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5122051232","display_name":"Jakub Hoscilowicz","orcid":null},"institutions":[],"countries":[],"is_corresponding":true,"raw_author_name":"Hoscilowicz, Jakub","raw_affiliation_strings":[],"affiliations":[]}],"institutions":[],"countries_distinct_count":0,"institutions_distinct_count":1,"corresponding_author_ids":["https://openalex.org/A5122051232"],"corresponding_institution_ids":[],"apc_list":null,"apc_paid":null,"fwci":null,"has_fulltext":false,"cited_by_count":0,"citation_normalized_percentile":null,"cited_by_percentile_year":null,"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T11689","display_name":"Adversarial Robustness in Machine Learning","score":0.376800000667572,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},"topics":[{"id":"https://openalex.org/T11689","display_name":"Adversarial Robustness in Machine Learning","score":0.376800000667572,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T11424","display_name":"Security and Verification in Computing","score":0.37369999289512634,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T11241","display_name":"Advanced Malware Detection Techniques","score":0.05559999868273735,"subfield":{"id":"https://openalex.org/subfields/1711","display_name":"Signal Processing"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/convergence","display_name":"Convergence (economics)","score":0.5953999757766724},{"id":"https://openalex.org/keywords/control-theory","display_name":"Control theory (sociology)","score":0.5659999847412109},{"id":"https://openalex.org/keywords/control","display_name":"Control (management)","score":0.4909999966621399},{"id":"https://openalex.org/keywords/dilemma","display_name":"Dilemma","score":0.4666000008583069},{"id":"https://openalex.org/keywords/code","display_name":"Code (set theory)","score":0.367000013589859},{"id":"https://openalex.org/keywords/adversarial-system","display_name":"Adversarial system","score":0.3287000060081482}],"concepts":[{"id":"https://openalex.org/C2777303404","wikidata":"https://www.wikidata.org/wiki/Q759757","display_name":"Convergence (economics)","level":2,"score":0.5953999757766724},{"id":"https://openalex.org/C47446073","wikidata":"https://www.wikidata.org/wiki/Q5165890","display_name":"Control theory (sociology)","level":3,"score":0.5659999847412109},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.5317999720573425},{"id":"https://openalex.org/C2775924081","wikidata":"https://www.wikidata.org/wiki/Q55608371","display_name":"Control (management)","level":2,"score":0.4909999966621399},{"id":"https://openalex.org/C2778496695","wikidata":"https://www.wikidata.org/wiki/Q254128","display_name":"Dilemma","level":2,"score":0.4666000008583069},{"id":"https://openalex.org/C2776760102","wikidata":"https://www.wikidata.org/wiki/Q5139990","display_name":"Code (set theory)","level":3,"score":0.367000013589859},{"id":"https://openalex.org/C37736160","wikidata":"https://www.wikidata.org/wiki/Q1801315","display_name":"Adversarial system","level":2,"score":0.3287000060081482},{"id":"https://openalex.org/C57869625","wikidata":"https://www.wikidata.org/wiki/Q1783502","display_name":"Rate of convergence","level":3,"score":0.30889999866485596},{"id":"https://openalex.org/C95713431","wikidata":"https://www.wikidata.org/wiki/Q631425","display_name":"Vulnerability (computing)","level":2,"score":0.2874000072479248},{"id":"https://openalex.org/C2779804580","wikidata":"https://www.wikidata.org/wiki/Q102047","display_name":"Suffix","level":2,"score":0.27489998936653137},{"id":"https://openalex.org/C127413603","wikidata":"https://www.wikidata.org/wiki/Q11023","display_name":"Engineering","level":0,"score":0.2696000039577484},{"id":"https://openalex.org/C38652104","wikidata":"https://www.wikidata.org/wiki/Q3510521","display_name":"Computer security","level":1,"score":0.2678000032901764}],"mesh":[],"locations_count":1,"locations":[{"id":"doi:10.48550/arxiv.2601.01584","is_oa":true,"landing_page_url":"https://doi.org/10.48550/arxiv.2601.01584","pdf_url":null,"source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":null,"is_accepted":false,"is_published":null,"raw_source_name":null,"raw_type":"article"}],"best_oa_location":{"id":"doi:10.48550/arxiv.2601.01584","is_oa":true,"landing_page_url":"https://doi.org/10.48550/arxiv.2601.01584","pdf_url":null,"source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":null,"is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"article"},"sustainable_development_goals":[{"id":"https://metadata.un.org/sdg/16","display_name":"Peace, Justice and strong institutions","score":0.6155098080635071}],"awards":[],"funders":[],"has_content":{"grobid_xml":false,"pdf":false},"content_urls":null,"referenced_works_count":0,"referenced_works":[],"related_works":[],"abstract_inverted_index":{"We":[0,37],"examine":[1],"two":[2],"properties":[3],"of":[4,62],"AI":[5,63],"systems:":[6],"capability":[7,29],"(what":[8],"a":[9,58,89,115,140],"system":[10],"can":[11,18],"do)":[12],"and":[13,33,48,110],"steerability":[14,32,42,50,68,78,99],"(how":[15],"reliably":[16,44],"one":[17],"shift":[19],"behavior":[20],"toward":[21],"intended":[22,46],"outcomes).":[23],"A":[24],"central":[25],"question":[26],"is":[27,171],"whether":[28],"growth":[30],"reduces":[31,121],"risks":[34],"control":[35,71],"collapse.":[36],"also":[38],"distinguish":[39],"between":[40],"authorized":[41],"(builders":[43],"reaching":[45],"behaviors)":[47],"unauthorized":[49],"(attackers":[51],"eliciting":[52],"disallowed":[53],"behaviors).":[54],"This":[55,86],"distinction":[56],"highlights":[57],"fundamental":[59],"safety--security":[60],"dilemma":[61],"models:":[64],"safety":[65],"requires":[66,76],"high":[67,98],"to":[69,82,143],"enforce":[70],"(e.g.,":[72,126],"stop/refuse),":[73],"while":[74],"security":[75],"low":[77],"for":[79,92],"malicious":[80],"actors":[81],"elicit":[83],"harmful":[84],"behaviors.":[85],"tension":[87],"presents":[88],"significant":[90],"challenge":[91],"open-weight":[93],"models,":[94],"which":[95],"currently":[96],"exhibit":[97],"via":[100],"common":[101],"techniques":[102],"like":[103],"fine-tuning":[104],"or":[105],"adversarial":[106],"attacks.":[107],"Using":[108],"Qwen3":[109],"InstrumentalEval,":[111],"we":[112],"find":[113],"that":[114],"short":[116],"anti-instrumental":[117,147,150],"prompt":[118],"suffix":[119,142],"sharply":[120],"the":[122,133],"measured":[123],"convergence":[124,134,157],"rate":[125,135],"shutdown":[127],"avoidance,":[128],"self-replication).":[129],"For":[130],"Qwen3-30B":[131],"Instruct,":[132],"drops":[136],"from":[137],"81.69%":[138],"under":[139,145],"pro-instrumental":[141],"2.82%":[144,163],"an":[146],"suffix.":[148],"Under":[149],"prompting,":[151],"larger":[152],"aligned":[153],"models":[154],"show":[155],"lower":[156],"rates":[158],"than":[159],"smaller":[160],"ones":[161],"(Instruct:":[162],"vs.":[164,168],"4.23%;":[165],"Thinking:":[166],"4.23%":[167],"9.86%).":[169],"Code":[170],"available":[172],"at":[173],"github.com/j-hoscilowicz/instrumental_steering.":[174]},"counts_by_year":[],"updated_date":"2026-01-08T20:10:11.968330","created_date":"2026-01-08T00:00:00"}
