{"id":"https://openalex.org/W4404340877","doi":"https://doi.org/10.48550/arxiv.2410.21514","title":"Sabotage Evaluations for Frontier Models","display_name":"Sabotage Evaluations for Frontier Models","publication_year":2024,"publication_date":"2024-10-28","ids":{"openalex":"https://openalex.org/W4404340877","doi":"https://doi.org/10.48550/arxiv.2410.21514"},"language":"en","primary_location":{"id":"pmh:oai:arXiv.org:2410.21514","is_oa":true,"landing_page_url":"http://arxiv.org/abs/2410.21514","pdf_url":"https://arxiv.org/pdf/2410.21514","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"text"},"type":"preprint","indexed_in":["arxiv","datacite"],"open_access":{"is_oa":true,"oa_status":"green","oa_url":"https://arxiv.org/pdf/2410.21514","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5056010406","display_name":"Joe Benton","orcid":"https://orcid.org/0000-0002-2103-6112"},"institutions":[],"countries":[],"is_corresponding":true,"raw_author_name":"Benton, Joe","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5110157896","display_name":"Marilyn B. Wagner","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Wagner, Misha","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5066036713","display_name":"Eric H. Christiansen","orcid":"https://orcid.org/0000-0002-1108-5260"},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Christiansen, Eric","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5113854698","display_name":"Cem Anil","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Anil, Cem","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5091112967","display_name":"Ethan Perez","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Perez, Ethan","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5114633452","display_name":"Jai Srivastav","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Srivastav, Jai","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5001994692","display_name":"Esin Durmus","orcid":"https://orcid.org/0009-0009-7331-8160"},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Durmus, Esin","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5006294201","display_name":"Deep Ganguli","orcid":"https://orcid.org/0009-0007-9435-3817"},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Ganguli, Deep","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5009112681","display_name":"Shauna Kravec","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Kravec, Shauna","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5050408969","display_name":"Buck Shlegeris","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Shlegeris, Buck","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5053213601","display_name":"Jared Kaplan","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Kaplan, Jared","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5093713874","display_name":"Holden Karnofsky","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Karnofsky, Holden","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5025461840","display_name":"Evan Hubinger","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Hubinger, Evan","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5067036768","display_name":"Roger Grosse","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Grosse, Roger","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5112713734","display_name":"Samuel R. Bowman","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Bowman, Samuel R.","raw_affiliation_strings":[],"affiliations":[]},{"author_position":"last","author":{"id":"https://openalex.org/A5030409494","display_name":"David Duvenaud","orcid":null},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Duvenaud, David","raw_affiliation_strings":[],"affiliations":[]}],"institutions":[],"countries_distinct_count":0,"institutions_distinct_count":16,"corresponding_author_ids":["https://openalex.org/A5056010406"],"corresponding_institution_ids":[],"apc_list":null,"apc_paid":null,"fwci":null,"has_fulltext":true,"cited_by_count":2,"citation_normalized_percentile":null,"cited_by_percentile_year":null,"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T12719","display_name":"Aerospace Engineering and Energy Systems","score":0.8251000046730042,"subfield":{"id":"https://openalex.org/subfields/2202","display_name":"Aerospace Engineering"},"field":{"id":"https://openalex.org/fields/22","display_name":"Engineering"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},"topics":[{"id":"https://openalex.org/T12719","display_name":"Aerospace Engineering and Energy Systems","score":0.8251000046730042,"subfield":{"id":"https://openalex.org/subfields/2202","display_name":"Aerospace Engineering"},"field":{"id":"https://openalex.org/fields/22","display_name":"Engineering"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T11082","display_name":"Spacecraft Dynamics and Control","score":0.7436000108718872,"subfield":{"id":"https://openalex.org/subfields/2202","display_name":"Aerospace Engineering"},"field":{"id":"https://openalex.org/fields/22","display_name":"Engineering"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/frontier","display_name":"Frontier","score":0.8634653091430664},{"id":"https://openalex.org/keywords/economics","display_name":"Economics","score":0.44116273522377014},{"id":"https://openalex.org/keywords/computer-science","display_name":"Computer science","score":0.3933911919593811},{"id":"https://openalex.org/keywords/history","display_name":"History","score":0.20387312769889832},{"id":"https://openalex.org/keywords/archaeology","display_name":"Archaeology","score":0.08863845467567444}],"concepts":[{"id":"https://openalex.org/C2778571376","wikidata":"https://www.wikidata.org/wiki/Q1355821","display_name":"Frontier","level":2,"score":0.8634653091430664},{"id":"https://openalex.org/C162324750","wikidata":"https://www.wikidata.org/wiki/Q8134","display_name":"Economics","level":0,"score":0.44116273522377014},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.3933911919593811},{"id":"https://openalex.org/C95457728","wikidata":"https://www.wikidata.org/wiki/Q309","display_name":"History","level":0,"score":0.20387312769889832},{"id":"https://openalex.org/C166957645","wikidata":"https://www.wikidata.org/wiki/Q23498","display_name":"Archaeology","level":1,"score":0.08863845467567444}],"mesh":[],"locations_count":2,"locations":[{"id":"pmh:oai:arXiv.org:2410.21514","is_oa":true,"landing_page_url":"http://arxiv.org/abs/2410.21514","pdf_url":"https://arxiv.org/pdf/2410.21514","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"text"},{"id":"doi:10.48550/arxiv.2410.21514","is_oa":true,"landing_page_url":"https://doi.org/10.48550/arxiv.2410.21514","pdf_url":null,"source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":null,"is_accepted":false,"is_published":null,"raw_source_name":null,"raw_type":"article"}],"best_oa_location":{"id":"pmh:oai:arXiv.org:2410.21514","is_oa":true,"landing_page_url":"http://arxiv.org/abs/2410.21514","pdf_url":"https://arxiv.org/pdf/2410.21514","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"text"},"sustainable_development_goals":[],"awards":[],"funders":[],"has_content":{"pdf":true,"grobid_xml":false},"content_urls":{"pdf":"https://content.openalex.org/works/W4404340877.pdf"},"referenced_works_count":0,"referenced_works":[],"related_works":["https://openalex.org/W2899084033","https://openalex.org/W2748952813","https://openalex.org/W4391375266","https://openalex.org/W2347401120","https://openalex.org/W2041961361","https://openalex.org/W2310010941","https://openalex.org/W1988132375","https://openalex.org/W2334292868","https://openalex.org/W579144800","https://openalex.org/W2147233680"],"abstract_inverted_index":{"Sufficiently":[0],"capable":[1],"models":[2,20,59],"could":[3,21,80],"subvert":[4],"human":[5],"oversight":[6],"and":[7,60,107,133,152,163],"decision-making":[8],"in":[9,14,93],"important":[10],"contexts.":[11],"For":[12],"example,":[13],"the":[15,157],"context":[16],"of":[17,47,56,78,95,159,164],"AI":[18],"development,":[19],"covertly":[22],"sabotage":[23,50,83,126],"efforts":[24],"to":[25,31,36,44,66,124,138],"evaluate":[26],"their":[27,33,40],"own":[28],"dangerous":[29],"capabilities,":[30],"monitor":[32],"behavior,":[34],"or":[35,88],"make":[37],"decisions":[38],"about":[39],"deployment.":[41],"We":[42,52,98,145],"refer":[43],"this":[45],"family":[46],"abilities":[48],"as":[49,142],"capabilities.":[51],"develop":[53],"a":[54,70,75,84],"set":[55,77],"related":[57,148],"threat":[58],"evaluations.":[61],"These":[62],"evaluations":[63,101,132,149],"are":[64,121],"designed":[65],"provide":[67],"evidence":[68],"that":[69,115,129],"given":[71,76],"model,":[72],"operating":[73],"under":[74],"mitigations,":[79],"not":[81],"successfully":[82],"frontier":[85],"model":[86],"developer":[87],"other":[89],"large":[90],"organization's":[91],"activities":[92],"any":[94],"these":[96,100,117],"ways.":[97],"demonstrate":[99],"on":[102],"Anthropic's":[103],"Claude":[104,108],"3":[105],"Opus":[106],"3.5":[109],"Sonnet":[110],"models.":[111],"Our":[112],"results":[113],"suggest":[114],"for":[116],"models,":[118],"minimal":[119],"mitigations":[120,135],"currently":[122],"sufficient":[123],"address":[125],"risks,":[127],"but":[128],"more":[130],"realistic":[131],"stronger":[134],"seem":[136],"likely":[137],"be":[139],"necessary":[140],"soon":[141],"capabilities":[143],"improve.":[144],"also":[146],"survey":[147],"we":[150,155],"tried":[151],"abandoned.":[153],"Finally,":[154],"discuss":[156],"advantages":[158],"mitigation-aware":[160],"capability":[161],"evaluations,":[162],"simulating":[165],"large-scale":[166],"deployments":[167],"using":[168],"small-scale":[169],"statistics.":[170]},"counts_by_year":[{"year":2025,"cited_by_count":2}],"updated_date":"2026-03-11T14:59:36.786465","created_date":"2025-10-10T00:00:00"}
