{"id":"https://openalex.org/W4407880928","doi":"https://doi.org/10.3390/fi17030100","title":"Applying Large Language Model Analysis and Backend Web Services in Regulatory Technologies for Continuous Compliance Checks","display_name":"Applying Large Language Model Analysis and Backend Web Services in Regulatory Technologies for Continuous Compliance Checks","publication_year":2025,"publication_date":"2025-02-22","ids":{"openalex":"https://openalex.org/W4407880928","doi":"https://doi.org/10.3390/fi17030100"},"language":"en","primary_location":{"id":"doi:10.3390/fi17030100","is_oa":true,"landing_page_url":"https://doi.org/10.3390/fi17030100","pdf_url":"https://www.mdpi.com/1999-5903/17/3/100/pdf?version=1740215341","source":{"id":"https://openalex.org/S34838331","display_name":"Future Internet","issn_l":"1999-5903","issn":["1999-5903"],"is_oa":true,"is_in_doaj":true,"is_core":true,"host_organization":"https://openalex.org/P4310310987","host_organization_name":"Multidisciplinary Digital Publishing Institute","host_organization_lineage":["https://openalex.org/P4310310987"],"host_organization_lineage_names":["Multidisciplinary Digital Publishing Institute"],"type":"journal"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Future Internet","raw_type":"journal-article"},"type":"article","indexed_in":["crossref","doaj"],"open_access":{"is_oa":true,"oa_status":"gold","oa_url":"https://www.mdpi.com/1999-5903/17/3/100/pdf?version=1740215341","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5101995901","display_name":"Jinying Li","orcid":"https://orcid.org/0000-0002-3233-9514"},"institutions":[{"id":"https://openalex.org/I129801699","display_name":"University of Tasmania","ror":"https://ror.org/01nfmeh72","country_code":"AU","type":"education","lineage":["https://openalex.org/I129801699"]},{"id":"https://openalex.org/I150609352","display_name":"Australian Maritime College","ror":"https://ror.org/05fv9c840","country_code":"AU","type":"education","lineage":["https://openalex.org/I129801699","https://openalex.org/I150609352"]}],"countries":["AU"],"is_corresponding":false,"raw_author_name":"Jinying Li","raw_affiliation_strings":["Australian Maritime College, University of Tasmania, Newnham, TAS 7248, Australia"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"Australian Maritime College, University of Tasmania, Newnham, TAS 7248, Australia","institution_ids":["https://openalex.org/I129801699","https://openalex.org/I150609352"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5003410244","display_name":"Ananda Maiti","orcid":"https://orcid.org/0000-0003-0785-5282"},"institutions":[{"id":"https://openalex.org/I149704539","display_name":"Deakin University","ror":"https://ror.org/02czsnj07","country_code":"AU","type":"education","lineage":["https://openalex.org/I149704539"]}],"countries":["AU"],"is_corresponding":true,"raw_author_name":"Ananda Maiti","raw_affiliation_strings":["School of IT, Deakin University, Waurn Ponds, VIC 3216, Australia"],"raw_orcid":"https://orcid.org/0000-0003-0785-5282","affiliations":[{"raw_affiliation_string":"School of IT, Deakin University, Waurn Ponds, VIC 3216, Australia","institution_ids":["https://openalex.org/I149704539"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":3,"corresponding_author_ids":["https://openalex.org/A5003410244"],"corresponding_institution_ids":["https://openalex.org/I149704539"],"apc_list":{"value":1600,"currency":"CHF","value_usd":1782},"apc_paid":{"value":1600,"currency":"CHF","value_usd":1782},"fwci":7.9805,"has_fulltext":false,"cited_by_count":7,"citation_normalized_percentile":{"value":0.97165084,"is_in_top_1_percent":false,"is_in_top_10_percent":true},"cited_by_percentile_year":{"min":96,"max":99},"biblio":{"volume":"17","issue":"3","first_page":"100","last_page":"100"},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T11719","display_name":"Data Quality and Management","score":0.9664000272750854,"subfield":{"id":"https://openalex.org/subfields/1803","display_name":"Management Science and Operations Research"},"field":{"id":"https://openalex.org/fields/18","display_name":"Decision Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T11719","display_name":"Data Quality and Management","score":0.9664000272750854,"subfield":{"id":"https://openalex.org/subfields/1803","display_name":"Management Science and Operations Research"},"field":{"id":"https://openalex.org/fields/18","display_name":"Decision Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T11986","display_name":"Scientific Computing and Data Management","score":0.963100016117096,"subfield":{"id":"https://openalex.org/subfields/1802","display_name":"Information Systems and Management"},"field":{"id":"https://openalex.org/fields/18","display_name":"Decision Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T11891","display_name":"Big Data and Business Intelligence","score":0.9488999843597412,"subfield":{"id":"https://openalex.org/subfields/1404","display_name":"Management Information Systems"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/computer-science","display_name":"Computer science","score":0.8780354261398315},{"id":"https://openalex.org/keywords/compliance","display_name":"Compliance (psychology)","score":0.644059419631958},{"id":"https://openalex.org/keywords/web-service","display_name":"Web service","score":0.463043749332428},{"id":"https://openalex.org/keywords/database","display_name":"Database","score":0.3568359613418579},{"id":"https://openalex.org/keywords/world-wide-web","display_name":"World Wide Web","score":0.3110560178756714}],"concepts":[{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.8780354261398315},{"id":"https://openalex.org/C2781460075","wikidata":"https://www.wikidata.org/wiki/Q1399332","display_name":"Compliance (psychology)","level":2,"score":0.644059419631958},{"id":"https://openalex.org/C35578498","wikidata":"https://www.wikidata.org/wiki/Q193424","display_name":"Web service","level":2,"score":0.463043749332428},{"id":"https://openalex.org/C77088390","wikidata":"https://www.wikidata.org/wiki/Q8513","display_name":"Database","level":1,"score":0.3568359613418579},{"id":"https://openalex.org/C136764020","wikidata":"https://www.wikidata.org/wiki/Q466","display_name":"World Wide Web","level":1,"score":0.3110560178756714},{"id":"https://openalex.org/C77805123","wikidata":"https://www.wikidata.org/wiki/Q161272","display_name":"Social psychology","level":1,"score":0.0},{"id":"https://openalex.org/C15744967","wikidata":"https://www.wikidata.org/wiki/Q9418","display_name":"Psychology","level":0,"score":0.0}],"mesh":[],"locations_count":4,"locations":[{"id":"doi:10.3390/fi17030100","is_oa":true,"landing_page_url":"https://doi.org/10.3390/fi17030100","pdf_url":"https://www.mdpi.com/1999-5903/17/3/100/pdf?version=1740215341","source":{"id":"https://openalex.org/S34838331","display_name":"Future Internet","issn_l":"1999-5903","issn":["1999-5903"],"is_oa":true,"is_in_doaj":true,"is_core":true,"host_organization":"https://openalex.org/P4310310987","host_organization_name":"Multidisciplinary Digital Publishing Institute","host_organization_lineage":["https://openalex.org/P4310310987"],"host_organization_lineage_names":["Multidisciplinary Digital Publishing Institute"],"type":"journal"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Future Internet","raw_type":"journal-article"},{"id":"pmh:oai:RePEc:gam:jftint:v:17:y:2025:i:3:p:100-:d:1597362","is_oa":false,"landing_page_url":"https://www.mdpi.com/1999-5903/17/3/100/","pdf_url":null,"source":{"id":"https://openalex.org/S4306401271","display_name":"RePEc: Research Papers in Economics","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I77793887","host_organization_name":"Federal Reserve Bank of St. Louis","host_organization_lineage":["https://openalex.org/I77793887"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"article"},{"id":"pmh:oai:doaj.org/article:aa99e71ab60a4aae9b4f8432fa5b4fd5","is_oa":true,"landing_page_url":"https://doaj.org/article/aa99e71ab60a4aae9b4f8432fa5b4fd5","pdf_url":null,"source":{"id":"https://openalex.org/S4306401280","display_name":"DOAJ (DOAJ: Directory of Open Access Journals)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"host_organization":null,"host_organization_name":null,"host_organization_lineage":[],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by-sa","license_id":"https://openalex.org/licenses/cc-by-sa","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"Future Internet, Vol 17, Iss 3, p 100 (2025)","raw_type":"article"},{"id":"pmh:oai:figshare.com:article/28502618","is_oa":true,"landing_page_url":"https://figshare.com/articles/journal_contribution/Applying_Large_Language_Model_Analysis_and_Backend_Web_Services_in_Regulatory_Technologies_for_Continuous_Compliance_Checks/28502618","pdf_url":null,"source":{"id":"https://openalex.org/S4377196282","display_name":"Figshare","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I4210132348","host_organization_name":"Figshare (United Kingdom)","host_organization_lineage":["https://openalex.org/I4210132348"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"Text"}],"best_oa_location":{"id":"doi:10.3390/fi17030100","is_oa":true,"landing_page_url":"https://doi.org/10.3390/fi17030100","pdf_url":"https://www.mdpi.com/1999-5903/17/3/100/pdf?version=1740215341","source":{"id":"https://openalex.org/S34838331","display_name":"Future Internet","issn_l":"1999-5903","issn":["1999-5903"],"is_oa":true,"is_in_doaj":true,"is_core":true,"host_organization":"https://openalex.org/P4310310987","host_organization_name":"Multidisciplinary Digital Publishing Institute","host_organization_lineage":["https://openalex.org/P4310310987"],"host_organization_lineage_names":["Multidisciplinary Digital Publishing Institute"],"type":"journal"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Future Internet","raw_type":"journal-article"},"sustainable_development_goals":[],"awards":[],"funders":[{"id":"https://openalex.org/F4320320376","display_name":"Department of Agriculture, Fisheries and Forestry, Australian Government","ror":"https://ror.org/030c92375"}],"has_content":{"grobid_xml":false,"pdf":true},"content_urls":{"pdf":"https://content.openalex.org/works/W4407880928.pdf"},"referenced_works_count":125,"referenced_works":["https://openalex.org/W1515690813","https://openalex.org/W1825943944","https://openalex.org/W1967622519","https://openalex.org/W1972103376","https://openalex.org/W1977598848","https://openalex.org/W1984007201","https://openalex.org/W2004384919","https://openalex.org/W2004769918","https://openalex.org/W2030573703","https://openalex.org/W2050525558","https://openalex.org/W2065693747","https://openalex.org/W2096590837","https://openalex.org/W2099603205","https://openalex.org/W2100548522","https://openalex.org/W2100578944","https://openalex.org/W2101926299","https://openalex.org/W2103438167","https://openalex.org/W2107119634","https://openalex.org/W2107930672","https://openalex.org/W2122363970","https://openalex.org/W2139735278","https://openalex.org/W2152612442","https://openalex.org/W2169818249","https://openalex.org/W2253837522","https://openalex.org/W2521950942","https://openalex.org/W2557995968","https://openalex.org/W2742322861","https://openalex.org/W2765398257","https://openalex.org/W2791289332","https://openalex.org/W2891503716","https://openalex.org/W2897245211","https://openalex.org/W2897549266","https://openalex.org/W2899173141","https://openalex.org/W2899305876","https://openalex.org/W2902764022","https://openalex.org/W2904462474","https://openalex.org/W2907066882","https://openalex.org/W2911463972","https://openalex.org/W2929777893","https://openalex.org/W2929846203","https://openalex.org/W2940112230","https://openalex.org/W2953586042","https://openalex.org/W2962221540","https://openalex.org/W2981731882","https://openalex.org/W2992245519","https://openalex.org/W2993303538","https://openalex.org/W3004337988","https://openalex.org/W3004410677","https://openalex.org/W3008338792","https://openalex.org/W3103319129","https://openalex.org/W3123735228","https://openalex.org/W3135280038","https://openalex.org/W3151559790","https://openalex.org/W3157799840","https://openalex.org/W3171378487","https://openalex.org/W3195556073","https://openalex.org/W3211102095","https://openalex.org/W3211388830","https://openalex.org/W3215384298","https://openalex.org/W4206234913","https://openalex.org/W4224308101","https://openalex.org/W4285009948","https://openalex.org/W4285082877","https://openalex.org/W4288084340","https://openalex.org/W4291017541","https://openalex.org/W4295364610","https://openalex.org/W4307001389","https://openalex.org/W4309546232","https://openalex.org/W4321378573","https://openalex.org/W4321602212","https://openalex.org/W4321793916","https://openalex.org/W4362663195","https://openalex.org/W4367595583","https://openalex.org/W4379051837","https://openalex.org/W4379645368","https://openalex.org/W4382173325","https://openalex.org/W4382318094","https://openalex.org/W4385423083","https://openalex.org/W4386002638","https://openalex.org/W4386730997","https://openalex.org/W4387143054","https://openalex.org/W4387500984","https://openalex.org/W4388022708","https://openalex.org/W4388409567","https://openalex.org/W4388591364","https://openalex.org/W4388837788","https://openalex.org/W4389520747","https://openalex.org/W4391093139","https://openalex.org/W4392193191","https://openalex.org/W4394864430","https://openalex.org/W4395681631","https://openalex.org/W4399196811","https://openalex.org/W4400142332","https://openalex.org/W4400209938","https://openalex.org/W4400414108","https://openalex.org/W4400418499","https://openalex.org/W4400451879","https://openalex.org/W4400530529","https://openalex.org/W4400582844","https://openalex.org/W4400873609","https://openalex.org/W4400886087","https://openalex.org/W4401541382","https://openalex.org/W4401644114","https://openalex.org/W4401719708","https://openalex.org/W4401719912","https://openalex.org/W4401720221","https://openalex.org/W4402073283","https://openalex.org/W4402092828","https://openalex.org/W4402671958","https://openalex.org/W4402770730","https://openalex.org/W4403201088","https://openalex.org/W4403296360","https://openalex.org/W4405722502","https://openalex.org/W4406460142","https://openalex.org/W4411574801","https://openalex.org/W6630529346","https://openalex.org/W6633557011","https://openalex.org/W6651129041","https://openalex.org/W6756748147","https://openalex.org/W6810081322","https://openalex.org/W6846824545","https://openalex.org/W6854569510","https://openalex.org/W6870021330","https://openalex.org/W6892631062","https://openalex.org/W6992546470"],"related_works":["https://openalex.org/W2748952813","https://openalex.org/W2139596909","https://openalex.org/W2081337217","https://openalex.org/W2263165406","https://openalex.org/W2509141950","https://openalex.org/W1809074097","https://openalex.org/W1585782846","https://openalex.org/W178471791","https://openalex.org/W1967286098","https://openalex.org/W1850348014"],"abstract_inverted_index":{"Regulatory":[0],"technologies":[1,10],"(RegTechs)":[2],"are":[3,44,89,109,247],"a":[4,56,75,100,211,223,253],"set":[5,57],"of":[6,26,58,78,119,229,276,286],"electronic":[7],"and":[8,29,54,114,173,186,218,238,269,284],"digital":[9],"applied":[11],"to":[12,22,32,46,52,80,91,149,162,197,225,243,267,279],"check":[13,191],"compliance":[14,152],"in":[15,178,231,273],"industrial":[16,107],"processes.":[17],"Such":[18,71],"applications":[19,72],"also":[20,73,168],"aim":[21],"simplify":[23],"the":[24,33,37,40,67,82,92,106,126,227,263,274,281],"process":[25],"data":[27,85,102,120,171],"collection":[28,121],"exchange":[30],"according":[31,51],"expected":[34],"format":[35],"over":[36,132,139],"cloud":[38],"or":[39,203],"internet.":[41],"Industrial":[42],"processes":[43,108],"required":[45],"meet":[47,163],"basic":[48,68,250],"regulatory":[49,69,94,127],"requirements":[50,128],"law":[53],"follow":[55],"industry":[59],"practices.":[60],"Industry":[61],"practices":[62],"must":[63],"be":[64,99,130,137,158],"compliant":[65],"with":[66,122,170,195],"requirements.":[70,165],"need":[74],"high":[76],"level":[77],"privacy":[79],"protect":[81],"individual":[83,112],"participant\u2019s":[84],"from":[86],"competitors":[87],"but":[88,252],"revealed":[90],"relevant":[93],"agencies.":[95],"However,":[96],"there":[97],"cannot":[98],"standard":[101],"procurement":[103],"method,":[104],"as":[105,181],"different":[110,123,176],"for":[111,175,192,235,249,258],"businesses":[113],"often":[115],"involve":[116],"various":[117],"stages":[118],"aims.":[124],"Also,":[125],"may":[129],"changed":[131],"time.":[133],"These":[134],"challenges":[135],"can":[136,157,167,190],"addressed":[138],"an":[140],"online":[141],"system":[142],"that":[143,245],"uses":[144],"large":[145],"language":[146],"models":[147],"(LLM)":[148],"perform":[150],"continuous":[151],"checks.":[153],"With":[154],"LLMs,":[155],"RegTech":[156,198,213,236],"easily":[159],"scaled":[160],"up":[161],"new":[164],"It":[166,189],"help":[169],"analysis":[172],"reformatting":[174],"stakeholders":[177],"RegTech,":[179],"such":[180],"producers,":[182],"supply":[183],"chains,":[184],"regulators,":[185],"financial":[187],"institutions.":[188],"acceptable":[193],"values":[194],"regards":[196],"through":[199],"either":[200],"numeric":[201],"comparisons":[202],"enumerations":[204],"matching.":[205],"In":[206],"this":[207],"paper,":[208],"we":[209,261],"propose":[210,222],"comprehensive":[212],"framework":[214],"backed":[215],"by":[216],"LLM":[217,230,255],"web":[219,277],"services.":[220],"We":[221],"method":[224],"measure":[226],"accuracy":[228,283],"returning":[232],"appropriate":[233],"responses":[234],"queries":[237],"herein":[239],"analyze":[240],"several":[241],"LLMs":[242],"conclude":[244],"they":[246],"satisfactory":[248],"tasks,":[251],"dedicated":[254,271],"is":[256],"needed":[257],"RegTech.":[259],"Furthermore,":[260],"test":[262],"LLM\u2019s":[264],"tool-calling":[265],"capabilities":[266],"identify":[268],"use":[270],"functions":[272],"form":[275],"services":[278],"enhance":[280],"analytical":[282],"consistency":[285],"RegTech-related":[287],"prompts.":[288]},"counts_by_year":[{"year":2026,"cited_by_count":4},{"year":2025,"cited_by_count":3}],"updated_date":"2026-07-23T08:03:31.855105","created_date":"2025-10-10T00:00:00"}