{"id":"https://openalex.org/W4387171433","doi":"https://doi.org/10.3233/faia230634","title":"Grafting Fine-Tuning and Reinforcement Learning for Empathetic Emotion Elicitation in Dialog Generation","display_name":"Grafting Fine-Tuning and Reinforcement Learning for Empathetic Emotion Elicitation in Dialog Generation","publication_year":2023,"publication_date":"2023-09-28","ids":{"openalex":"https://openalex.org/W4387171433","doi":"https://doi.org/10.3233/faia230634"},"language":"en","primary_location":{"id":"doi:10.3233/faia230634","is_oa":true,"landing_page_url":"http://dx.doi.org/10.3233/faia230634","pdf_url":"https://ebooks.iospress.nl/pdf/doi/10.3233/FAIA230634","source":{"id":"https://openalex.org/S4210201731","display_name":"Frontiers in artificial intelligence and applications","issn_l":"0922-6389","issn":["0922-6389","1879-8314"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":null,"host_organization_name":null,"host_organization_lineage":[],"host_organization_lineage_names":[],"type":"journal"},"license":"cc-by-nc","license_id":"https://openalex.org/licenses/cc-by-nc","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Frontiers in Artificial Intelligence and Applications","raw_type":"book-chapter"},"type":"book-chapter","indexed_in":["crossref"],"open_access":{"is_oa":true,"oa_status":"hybrid","oa_url":"https://ebooks.iospress.nl/pdf/doi/10.3233/FAIA230634","any_repository_has_fulltext":false},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5083968726","display_name":"Ying Zhu","orcid":"https://orcid.org/0000-0002-9155-2315"},"institutions":[{"id":"https://openalex.org/I162868743","display_name":"Tianjin University","ror":"https://ror.org/012tb2g32","country_code":"CN","type":"education","lineage":["https://openalex.org/I162868743"]}],"countries":["CN"],"is_corresponding":true,"raw_author_name":"Ying Zhu","raw_affiliation_strings":["College of Intelligence and Computing, Tianjin University, Tianjin, China"],"affiliations":[{"raw_affiliation_string":"College of Intelligence and Computing, Tianjin University, Tianjin, China","institution_ids":["https://openalex.org/I162868743"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5100408160","display_name":"Bo Wang","orcid":"https://orcid.org/0000-0002-9620-3413"},"institutions":[{"id":"https://openalex.org/I162868743","display_name":"Tianjin University","ror":"https://ror.org/012tb2g32","country_code":"CN","type":"education","lineage":["https://openalex.org/I162868743"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Bo Wang","raw_affiliation_strings":["College of Intelligence and Computing, Tianjin University, Tianjin, China"],"affiliations":[{"raw_affiliation_string":"College of Intelligence and Computing, Tianjin University, Tianjin, China","institution_ids":["https://openalex.org/I162868743"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5047338111","display_name":"Dongming Zhao","orcid":"https://orcid.org/0000-0003-4592-9545"},"institutions":[{"id":"https://openalex.org/I180662265","display_name":"China Mobile (China)","ror":"https://ror.org/05gftfe97","country_code":"CN","type":"company","lineage":["https://openalex.org/I180662265"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Dongming Zhao","raw_affiliation_strings":["AI Lab, China Mobile Communication Group Tianjin Co., Ltd"],"affiliations":[{"raw_affiliation_string":"AI Lab, China Mobile Communication Group Tianjin Co., Ltd","institution_ids":["https://openalex.org/I180662265"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5109782810","display_name":"Kun Huang","orcid":null},"institutions":[{"id":"https://openalex.org/I180662265","display_name":"China Mobile (China)","ror":"https://ror.org/05gftfe97","country_code":"CN","type":"company","lineage":["https://openalex.org/I180662265"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Kun Huang","raw_affiliation_strings":["AI Lab, China Mobile Communication Group Tianjin Co., Ltd"],"affiliations":[{"raw_affiliation_string":"AI Lab, China Mobile Communication Group Tianjin Co., Ltd","institution_ids":["https://openalex.org/I180662265"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5034409513","display_name":"Zhuoxuan Jiang","orcid":"https://orcid.org/0009-0009-9517-1091"},"institutions":[{"id":"https://openalex.org/I153806059","display_name":"Shanghai Business School","ror":"https://ror.org/05kf5z787","country_code":"CN","type":"education","lineage":["https://openalex.org/I153806059"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Zhuoxuan Jiang","raw_affiliation_strings":["Faculty of Business Information, Shanghai Business School, Shanghai, China","Learnable.ai Inc","Faculty of Business Information, Shanghai Business School, Shanghai, China; Learnable.ai Inc"],"affiliations":[{"raw_affiliation_string":"Faculty of Business Information, Shanghai Business School, Shanghai, China","institution_ids":["https://openalex.org/I153806059"]},{"raw_affiliation_string":"Learnable.ai Inc","institution_ids":[]},{"raw_affiliation_string":"Faculty of Business Information, Shanghai Business School, Shanghai, China; Learnable.ai Inc","institution_ids":[]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5101616524","display_name":"Ruifang He","orcid":"https://orcid.org/0000-0001-7118-6314"},"institutions":[{"id":"https://openalex.org/I162868743","display_name":"Tianjin University","ror":"https://ror.org/012tb2g32","country_code":"CN","type":"education","lineage":["https://openalex.org/I162868743"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Ruifang He","raw_affiliation_strings":["College of Intelligence and Computing, Tianjin University, Tianjin, China"],"affiliations":[{"raw_affiliation_string":"College of Intelligence and Computing, Tianjin University, Tianjin, China","institution_ids":["https://openalex.org/I162868743"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5100781300","display_name":"Yuexian Hou","orcid":"https://orcid.org/0000-0002-3238-493X"},"institutions":[{"id":"https://openalex.org/I162868743","display_name":"Tianjin University","ror":"https://ror.org/012tb2g32","country_code":"CN","type":"education","lineage":["https://openalex.org/I162868743"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Yuexian Hou","raw_affiliation_strings":["College of Intelligence and Computing, Tianjin University, Tianjin, China"],"affiliations":[{"raw_affiliation_string":"College of Intelligence and Computing, Tianjin University, Tianjin, China","institution_ids":["https://openalex.org/I162868743"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":7,"corresponding_author_ids":["https://openalex.org/A5083968726"],"corresponding_institution_ids":["https://openalex.org/I162868743"],"apc_list":null,"apc_paid":null,"fwci":0.5207,"has_fulltext":true,"cited_by_count":1,"citation_normalized_percentile":{"value":0.67893507,"is_in_top_1_percent":false,"is_in_top_10_percent":false},"cited_by_percentile_year":{"min":90,"max":94},"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T10028","display_name":"Topic Modeling","score":0.9987999796867371,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},"topics":[{"id":"https://openalex.org/T10028","display_name":"Topic Modeling","score":0.9987999796867371,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T12128","display_name":"AI in Service Interactions","score":0.9861999750137329,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T10664","display_name":"Sentiment Analysis and Opinion Mining","score":0.9853000044822693,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/dialog-box","display_name":"Dialog box","score":0.9264411926269531},{"id":"https://openalex.org/keywords/dialog-system","display_name":"Dialog system","score":0.6914709210395813},{"id":"https://openalex.org/keywords/reinforcement-learning","display_name":"Reinforcement learning","score":0.6677767634391785},{"id":"https://openalex.org/keywords/computer-science","display_name":"Computer science","score":0.5823307633399963},{"id":"https://openalex.org/keywords/human\u2013computer-interaction","display_name":"Human\u2013computer interaction","score":0.5036506056785583},{"id":"https://openalex.org/keywords/space","display_name":"Space (punctuation)","score":0.449290931224823},{"id":"https://openalex.org/keywords/focus","display_name":"Focus (optics)","score":0.42894458770751953},{"id":"https://openalex.org/keywords/artificial-intelligence","display_name":"Artificial intelligence","score":0.3827725648880005},{"id":"https://openalex.org/keywords/natural-language-processing","display_name":"Natural language processing","score":0.3623476028442383},{"id":"https://openalex.org/keywords/world-wide-web","display_name":"World Wide Web","score":0.08169126510620117}],"concepts":[{"id":"https://openalex.org/C173853756","wikidata":"https://www.wikidata.org/wiki/Q86915","display_name":"Dialog box","level":2,"score":0.9264411926269531},{"id":"https://openalex.org/C190954187","wikidata":"https://www.wikidata.org/wiki/Q5270587","display_name":"Dialog system","level":3,"score":0.6914709210395813},{"id":"https://openalex.org/C97541855","wikidata":"https://www.wikidata.org/wiki/Q830687","display_name":"Reinforcement learning","level":2,"score":0.6677767634391785},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.5823307633399963},{"id":"https://openalex.org/C107457646","wikidata":"https://www.wikidata.org/wiki/Q207434","display_name":"Human\u2013computer interaction","level":1,"score":0.5036506056785583},{"id":"https://openalex.org/C2778572836","wikidata":"https://www.wikidata.org/wiki/Q380933","display_name":"Space (punctuation)","level":2,"score":0.449290931224823},{"id":"https://openalex.org/C192209626","wikidata":"https://www.wikidata.org/wiki/Q190909","display_name":"Focus (optics)","level":2,"score":0.42894458770751953},{"id":"https://openalex.org/C154945302","wikidata":"https://www.wikidata.org/wiki/Q11660","display_name":"Artificial intelligence","level":1,"score":0.3827725648880005},{"id":"https://openalex.org/C204321447","wikidata":"https://www.wikidata.org/wiki/Q30642","display_name":"Natural language processing","level":1,"score":0.3623476028442383},{"id":"https://openalex.org/C136764020","wikidata":"https://www.wikidata.org/wiki/Q466","display_name":"World Wide Web","level":1,"score":0.08169126510620117},{"id":"https://openalex.org/C120665830","wikidata":"https://www.wikidata.org/wiki/Q14620","display_name":"Optics","level":1,"score":0.0},{"id":"https://openalex.org/C121332964","wikidata":"https://www.wikidata.org/wiki/Q413","display_name":"Physics","level":0,"score":0.0},{"id":"https://openalex.org/C111919701","wikidata":"https://www.wikidata.org/wiki/Q9135","display_name":"Operating system","level":1,"score":0.0}],"mesh":[],"locations_count":1,"locations":[{"id":"doi:10.3233/faia230634","is_oa":true,"landing_page_url":"http://dx.doi.org/10.3233/faia230634","pdf_url":"https://ebooks.iospress.nl/pdf/doi/10.3233/FAIA230634","source":{"id":"https://openalex.org/S4210201731","display_name":"Frontiers in artificial intelligence and applications","issn_l":"0922-6389","issn":["0922-6389","1879-8314"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":null,"host_organization_name":null,"host_organization_lineage":[],"host_organization_lineage_names":[],"type":"journal"},"license":"cc-by-nc","license_id":"https://openalex.org/licenses/cc-by-nc","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Frontiers in Artificial Intelligence and Applications","raw_type":"book-chapter"}],"best_oa_location":{"id":"doi:10.3233/faia230634","is_oa":true,"landing_page_url":"http://dx.doi.org/10.3233/faia230634","pdf_url":"https://ebooks.iospress.nl/pdf/doi/10.3233/FAIA230634","source":{"id":"https://openalex.org/S4210201731","display_name":"Frontiers in artificial intelligence and applications","issn_l":"0922-6389","issn":["0922-6389","1879-8314"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":null,"host_organization_name":null,"host_organization_lineage":[],"host_organization_lineage_names":[],"type":"journal"},"license":"cc-by-nc","license_id":"https://openalex.org/licenses/cc-by-nc","version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Frontiers in Artificial Intelligence and Applications","raw_type":"book-chapter"},"sustainable_development_goals":[{"score":0.41999998688697815,"id":"https://metadata.un.org/sdg/4","display_name":"Quality Education"}],"awards":[],"funders":[],"has_content":{"grobid_xml":true,"pdf":true},"content_urls":{"pdf":"https://content.openalex.org/works/W4387171433.pdf","grobid_xml":"https://content.openalex.org/works/W4387171433.grobid-xml"},"referenced_works_count":48,"referenced_works":["https://openalex.org/W1522301498","https://openalex.org/W1958706068","https://openalex.org/W1980083892","https://openalex.org/W1986101067","https://openalex.org/W2099813784","https://openalex.org/W2110432162","https://openalex.org/W2151942801","https://openalex.org/W2605133118","https://openalex.org/W2736601468","https://openalex.org/W2741866274","https://openalex.org/W2768195931","https://openalex.org/W2897362601","https://openalex.org/W2916952861","https://openalex.org/W2947683321","https://openalex.org/W2950242852","https://openalex.org/W2951583236","https://openalex.org/W2962796276","https://openalex.org/W2963188990","https://openalex.org/W2963206148","https://openalex.org/W2970303069","https://openalex.org/W2970641574","https://openalex.org/W2990033294","https://openalex.org/W3015883388","https://openalex.org/W3022113899","https://openalex.org/W3034323190","https://openalex.org/W3034795928","https://openalex.org/W3089860869","https://openalex.org/W3099700870","https://openalex.org/W3105906861","https://openalex.org/W3111972525","https://openalex.org/W3116376974","https://openalex.org/W3116832844","https://openalex.org/W3153622894","https://openalex.org/W3176162574","https://openalex.org/W3197804721","https://openalex.org/W3200833038","https://openalex.org/W3201162576","https://openalex.org/W3205272844","https://openalex.org/W4225013530","https://openalex.org/W4250102754","https://openalex.org/W4280534793","https://openalex.org/W4283793313","https://openalex.org/W4283798957","https://openalex.org/W4310238752","https://openalex.org/W4313140281","https://openalex.org/W4321854126","https://openalex.org/W4372260047","https://openalex.org/W6631190155"],"related_works":["https://openalex.org/W2500779211","https://openalex.org/W48079147","https://openalex.org/W326836678","https://openalex.org/W1963944933","https://openalex.org/W2563921006","https://openalex.org/W1600043506","https://openalex.org/W2111550420","https://openalex.org/W2549666521","https://openalex.org/W2735573723","https://openalex.org/W337810568"],"abstract_inverted_index":{"For":[0],"human-like":[1],"dialogue":[2],"systems,":[3,85],"it":[4],"is":[5],"significant":[6],"to":[7,47,53,147,161],"inject":[8],"the":[9,14,27,79,109,128,139,149,155,163,173,176,184],"empathetic":[10,65,102,129,150],"ability":[11,58],"or":[12],"elicit":[13],"opposite\u2019s":[15],"positive":[16,189],"emotions,":[17],"while":[18],"existing":[19],"studies":[20],"mostly":[21],"only":[22],"focus":[23],"on":[24,142],"either":[25],"of":[26,57],"above":[28],"two":[29,84],"research":[30],"lines.":[31],"In":[32],"this":[33],"work,":[34],"we":[35,94,113],"propose":[36,95],"a":[37,49,96,115,143],"novel":[38],"and":[39,68,75,90,104,130,152,180,186],"grafted":[40],"task":[41],"named":[42],"Empathetic":[43],"Emotion":[44],"Elicitation":[45],"Dialog":[46],"make":[48],"dialog":[50,66,72],"system":[51,67,73],"able":[52],"possess":[54],"both":[55],"aspects":[56],"simultaneously.":[59],"We":[60],"do":[61],"not":[62],"train":[63],"an":[64,69],"emotion":[70,105,131,164],"elicitation":[71,106,132,165],"separately":[74],"then":[76,137],"simply":[77],"concatenate":[78],"responses":[80,103,107],"generated":[81],"by":[82,158],"these":[83],"which":[86,125],"will":[87],"cause":[88],"illogical":[89],"repetitive":[91],"responses.":[92],"Instead,":[93],"unified":[97,116,120],"solution:":[98],"(1)":[99],"To":[100],"generate":[101],"within":[108],"same":[110],"semantic":[111],"space,":[112],"design":[114],"framework.":[117],"(2)":[118],"The":[119],"framework":[121],"has":[122],"three":[123],"stages":[124],"first":[126],"retrieve":[127],"exemplars":[133],"as":[134],"external":[135],"knowledge,":[136],"fine-tune":[138],"emotion/action":[140],"prediction":[141],"pre-trained":[144],"language":[145],"model":[146,154],"enhance":[148,162],"ability,":[151],"finally":[153],"user":[156,185],"feedback":[157],"reinforcement":[159],"learning":[160],"ability.":[166],"Experiments":[167],"show":[168],"that":[169],"our":[170],"method":[171],"outperforms":[172],"baselines":[174],"in":[175],"response":[177],"generation":[178],"quality":[179],"simultaneously":[181],"empathizes":[182],"with":[183],"elicits":[187],"their":[188],"emotions.":[190]},"counts_by_year":[{"year":2024,"cited_by_count":1}],"updated_date":"2025-12-23T23:11:35.936235","created_date":"2025-10-10T00:00:00"}
