{"id":"https://openalex.org/W2951760460","doi":"https://doi.org/10.1162/evco_a_00310","title":"Adaptive Ranking-Based Constraint Handling for Explicitly Constrained Black-Box Optimization","display_name":"Adaptive Ranking-Based Constraint Handling for Explicitly Constrained Black-Box Optimization","publication_year":2022,"publication_date":"2022-01-01","ids":{"openalex":"https://openalex.org/W2951760460","doi":"https://doi.org/10.1162/evco_a_00310","mag":"2951760460","pmid":"https://pubmed.ncbi.nlm.nih.gov/35381068"},"language":"en","primary_location":{"id":"doi:10.1162/evco_a_00310","is_oa":false,"landing_page_url":"https://doi.org/10.1162/evco_a_00310","pdf_url":null,"source":{"id":"https://openalex.org/S38677346","display_name":"Evolutionary Computation","issn_l":"1063-6560","issn":["1063-6560","1530-9304"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":"https://openalex.org/P4310315718","host_organization_name":"The MIT Press","host_organization_lineage":["https://openalex.org/P4310315718","https://openalex.org/P4310316440"],"host_organization_lineage_names":["The MIT Press","Massachusetts Institute of Technology"],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Evolutionary Computation","raw_type":"journal-article"},"type":"article","indexed_in":["arxiv","crossref","pubmed"],"open_access":{"is_oa":true,"oa_status":"green","oa_url":"https://arxiv.org/pdf/1811.00764","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5089643881","display_name":"Naoki Sakamoto","orcid":"https://orcid.org/0000-0002-2794-6651"},"institutions":[{"id":"https://openalex.org/I146399215","display_name":"University of Tsukuba","ror":"https://ror.org/02956yf07","country_code":"JP","type":"education","lineage":["https://openalex.org/I146399215"]},{"id":"https://openalex.org/I4210126580","display_name":"RIKEN Center for Advanced Intelligence Project","ror":"https://ror.org/03ckxwf91","country_code":"JP","type":"facility","lineage":["https://openalex.org/I4210110652","https://openalex.org/I4210126580"]}],"countries":["JP"],"is_corresponding":true,"raw_author_name":"Naoki Sakamoto","raw_affiliation_strings":["Graduate School of Systems and Information Engineering, University of Tsukuba and RIKEN Center for Advanced Intelligence Project naoki@bbo.cs.tsukuba.ac.jp"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"Graduate School of Systems and Information Engineering, University of Tsukuba and RIKEN Center for Advanced Intelligence Project naoki@bbo.cs.tsukuba.ac.jp","institution_ids":["https://openalex.org/I146399215","https://openalex.org/I4210126580"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5038757231","display_name":"Youhei Akimoto","orcid":"https://orcid.org/0000-0003-2760-8123"},"institutions":[{"id":"https://openalex.org/I146399215","display_name":"University of Tsukuba","ror":"https://ror.org/02956yf07","country_code":"JP","type":"education","lineage":["https://openalex.org/I146399215"]},{"id":"https://openalex.org/I4210126580","display_name":"RIKEN Center for Advanced Intelligence Project","ror":"https://ror.org/03ckxwf91","country_code":"JP","type":"facility","lineage":["https://openalex.org/I4210110652","https://openalex.org/I4210126580"]}],"countries":["JP"],"is_corresponding":true,"raw_author_name":"Youhei Akimoto","raw_affiliation_strings":["Faculty of Engineering, Information and Systems, University of Tsukuba and RIKEN Center for Advanced Intelligence Project akimoto@cs.tsukuba.ac.jp"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"Faculty of Engineering, Information and Systems, University of Tsukuba and RIKEN Center for Advanced Intelligence Project akimoto@cs.tsukuba.ac.jp","institution_ids":["https://openalex.org/I146399215","https://openalex.org/I4210126580"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":2,"corresponding_author_ids":["https://openalex.org/A5038757231","https://openalex.org/A5089643881"],"corresponding_institution_ids":["https://openalex.org/I146399215","https://openalex.org/I4210126580"],"apc_list":null,"apc_paid":null,"fwci":0.6967,"has_fulltext":true,"cited_by_count":6,"citation_normalized_percentile":{"value":0.72794148,"is_in_top_1_percent":false,"is_in_top_10_percent":false},"cited_by_percentile_year":{"min":94,"max":98},"biblio":{"volume":"30","issue":"4","first_page":"503","last_page":"529"},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T10100","display_name":"Metaheuristic Optimization Algorithms Research","score":0.996399998664856,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},"topics":[{"id":"https://openalex.org/T10100","display_name":"Metaheuristic Optimization Algorithms Research","score":0.996399998664856,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T11447","display_name":"Blind Source Separation Techniques","score":0.9768999814987183,"subfield":{"id":"https://openalex.org/subfields/1711","display_name":"Signal Processing"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T10320","display_name":"Neural Networks and Applications","score":0.9732999801635742,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/benchmark","display_name":"Benchmark (surveying)","score":0.655805230140686},{"id":"https://openalex.org/keywords/mathematical-optimization","display_name":"Mathematical optimization","score":0.643295168876648},{"id":"https://openalex.org/keywords/constraint","display_name":"Constraint (computer-aided design)","score":0.6276590824127197},{"id":"https://openalex.org/keywords/ranking","display_name":"Ranking (information retrieval)","score":0.5833338499069214},{"id":"https://openalex.org/keywords/black-box","display_name":"Black box","score":0.49162155389785767},{"id":"https://openalex.org/keywords/mathematics","display_name":"Mathematics","score":0.48389753699302673},{"id":"https://openalex.org/keywords/transformation","display_name":"Transformation (genetics)","score":0.4789426922798157},{"id":"https://openalex.org/keywords/cma-es","display_name":"CMA-ES","score":0.43719053268432617},{"id":"https://openalex.org/keywords/computer-science","display_name":"Computer science","score":0.40759220719337463},{"id":"https://openalex.org/keywords/algorithm","display_name":"Algorithm","score":0.3577656149864197},{"id":"https://openalex.org/keywords/evolution-strategy","display_name":"Evolution strategy","score":0.2502911388874054},{"id":"https://openalex.org/keywords/artificial-intelligence","display_name":"Artificial intelligence","score":0.19126081466674805},{"id":"https://openalex.org/keywords/evolutionary-computation","display_name":"Evolutionary computation","score":0.11034134030342102}],"concepts":[{"id":"https://openalex.org/C185798385","wikidata":"https://www.wikidata.org/wiki/Q1161707","display_name":"Benchmark (surveying)","level":2,"score":0.655805230140686},{"id":"https://openalex.org/C126255220","wikidata":"https://www.wikidata.org/wiki/Q141495","display_name":"Mathematical optimization","level":1,"score":0.643295168876648},{"id":"https://openalex.org/C2776036281","wikidata":"https://www.wikidata.org/wiki/Q48769818","display_name":"Constraint (computer-aided design)","level":2,"score":0.6276590824127197},{"id":"https://openalex.org/C189430467","wikidata":"https://www.wikidata.org/wiki/Q7293293","display_name":"Ranking (information retrieval)","level":2,"score":0.5833338499069214},{"id":"https://openalex.org/C94966114","wikidata":"https://www.wikidata.org/wiki/Q29256","display_name":"Black box","level":2,"score":0.49162155389785767},{"id":"https://openalex.org/C33923547","wikidata":"https://www.wikidata.org/wiki/Q395","display_name":"Mathematics","level":0,"score":0.48389753699302673},{"id":"https://openalex.org/C204241405","wikidata":"https://www.wikidata.org/wiki/Q461499","display_name":"Transformation (genetics)","level":3,"score":0.4789426922798157},{"id":"https://openalex.org/C205555498","wikidata":"https://www.wikidata.org/wiki/Q505588","display_name":"CMA-ES","level":4,"score":0.43719053268432617},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.40759220719337463},{"id":"https://openalex.org/C11413529","wikidata":"https://www.wikidata.org/wiki/Q8366","display_name":"Algorithm","level":1,"score":0.3577656149864197},{"id":"https://openalex.org/C207002847","wikidata":"https://www.wikidata.org/wiki/Q2912857","display_name":"Evolution strategy","level":3,"score":0.2502911388874054},{"id":"https://openalex.org/C154945302","wikidata":"https://www.wikidata.org/wiki/Q11660","display_name":"Artificial intelligence","level":1,"score":0.19126081466674805},{"id":"https://openalex.org/C105902424","wikidata":"https://www.wikidata.org/wiki/Q1197129","display_name":"Evolutionary computation","level":2,"score":0.11034134030342102},{"id":"https://openalex.org/C205649164","wikidata":"https://www.wikidata.org/wiki/Q1071","display_name":"Geography","level":0,"score":0.0},{"id":"https://openalex.org/C2524010","wikidata":"https://www.wikidata.org/wiki/Q8087","display_name":"Geometry","level":1,"score":0.0},{"id":"https://openalex.org/C13280743","wikidata":"https://www.wikidata.org/wiki/Q131089","display_name":"Geodesy","level":1,"score":0.0},{"id":"https://openalex.org/C185592680","wikidata":"https://www.wikidata.org/wiki/Q2329","display_name":"Chemistry","level":0,"score":0.0},{"id":"https://openalex.org/C55493867","wikidata":"https://www.wikidata.org/wiki/Q7094","display_name":"Biochemistry","level":1,"score":0.0},{"id":"https://openalex.org/C104317684","wikidata":"https://www.wikidata.org/wiki/Q7187","display_name":"Gene","level":2,"score":0.0}],"mesh":[],"locations_count":3,"locations":[{"id":"doi:10.1162/evco_a_00310","is_oa":false,"landing_page_url":"https://doi.org/10.1162/evco_a_00310","pdf_url":null,"source":{"id":"https://openalex.org/S38677346","display_name":"Evolutionary Computation","issn_l":"1063-6560","issn":["1063-6560","1530-9304"],"is_oa":false,"is_in_doaj":false,"is_core":true,"host_organization":"https://openalex.org/P4310315718","host_organization_name":"The MIT Press","host_organization_lineage":["https://openalex.org/P4310315718","https://openalex.org/P4310316440"],"host_organization_lineage_names":["The MIT Press","Massachusetts Institute of Technology"],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Evolutionary Computation","raw_type":"journal-article"},{"id":"pmid:35381068","is_oa":false,"landing_page_url":"https://pubmed.ncbi.nlm.nih.gov/35381068","pdf_url":null,"source":{"id":"https://openalex.org/S4306525036","display_name":"PubMed","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I1299303238","host_organization_name":"National Institutes of Health","host_organization_lineage":["https://openalex.org/I1299303238"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Evolutionary computation","raw_type":null},{"id":"pmh:oai:arXiv.org:1811.00764","is_oa":true,"landing_page_url":"http://arxiv.org/abs/1811.00764","pdf_url":"https://arxiv.org/pdf/1811.00764","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":"2331-8422","issn":["2331-8422"],"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by-nc-nd","license_id":"https://openalex.org/licenses/cc-by-nc-nd","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"text"}],"best_oa_location":{"id":"pmh:oai:arXiv.org:1811.00764","is_oa":true,"landing_page_url":"http://arxiv.org/abs/1811.00764","pdf_url":"https://arxiv.org/pdf/1811.00764","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":"2331-8422","issn":["2331-8422"],"is_oa":true,"is_in_doaj":false,"is_core":false,"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by-nc-nd","license_id":"https://openalex.org/licenses/cc-by-nc-nd","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"text"},"sustainable_development_goals":[],"awards":[{"id":"https://openalex.org/G3523681638","display_name":"Development of evolutionary computation techniques to realize human-out-of-the-loop","funder_award_id":"19H04179","funder_id":"https://openalex.org/F4320334764","funder_display_name":"Japan Society for the Promotion of Science"},{"id":"https://openalex.org/G8131391856","display_name":"\u30d6\u30e9\u30c3\u30af\u30dc\u30c3\u30af\u30b9\u6700\u9069\u5316\u306e\u305f\u3081\u306e\u4e0d\u5909\u6027\u3092\u8003\u616e\u3057\u305f\u6c4e\u7528\u5236\u7d04\u5bfe\u51e6\u6cd5\u306e\u958b\u767a\u3068\u89e3\u6790","funder_award_id":"19J21892","funder_id":"https://openalex.org/F4320334764","funder_display_name":"Japan Society for the Promotion of Science"}],"funders":[{"id":"https://openalex.org/F4320334764","display_name":"Japan Society for the Promotion of Science","ror":"https://ror.org/00hhkn466"}],"has_content":{"grobid_xml":true,"pdf":true},"content_urls":{"pdf":"https://content.openalex.org/works/W2951760460.pdf","grobid_xml":"https://content.openalex.org/works/W2951760460.grobid-xml"},"referenced_works_count":47,"referenced_works":["https://openalex.org/W157879120","https://openalex.org/W181733065","https://openalex.org/W1492325323","https://openalex.org/W1493053607","https://openalex.org/W1498178627","https://openalex.org/W1837028339","https://openalex.org/W1877696609","https://openalex.org/W1981247778","https://openalex.org/W2021027064","https://openalex.org/W2057819258","https://openalex.org/W2064393454","https://openalex.org/W2097263684","https://openalex.org/W2104578628","https://openalex.org/W2104604585","https://openalex.org/W2106874853","https://openalex.org/W2110368321","https://openalex.org/W2112036188","https://openalex.org/W2138537392","https://openalex.org/W2139747021","https://openalex.org/W2151339633","https://openalex.org/W2164655924","https://openalex.org/W2167580870","https://openalex.org/W2208154600","https://openalex.org/W2288517616","https://openalex.org/W2510587864","https://openalex.org/W2518024717","https://openalex.org/W2586561270","https://openalex.org/W2592891920","https://openalex.org/W2605842252","https://openalex.org/W2727779323","https://openalex.org/W2734935392","https://openalex.org/W2803742621","https://openalex.org/W2810015398","https://openalex.org/W2886000387","https://openalex.org/W2890957380","https://openalex.org/W2896508930","https://openalex.org/W2909548016","https://openalex.org/W2915913997","https://openalex.org/W2946586661","https://openalex.org/W2954573208","https://openalex.org/W3100570467","https://openalex.org/W4324106947","https://openalex.org/W4360962557","https://openalex.org/W6664724844","https://openalex.org/W6674681473","https://openalex.org/W6726168090","https://openalex.org/W7005955626"],"related_works":["https://openalex.org/W2592891920","https://openalex.org/W2774408184","https://openalex.org/W2378211422","https://openalex.org/W2745001401","https://openalex.org/W4321353415","https://openalex.org/W2072153706","https://openalex.org/W2734610626","https://openalex.org/W2130974462","https://openalex.org/W4385437088","https://openalex.org/W4225799919"],"abstract_inverted_index":{"We":[0,154,177],"propose":[1],"a":[2,33,141],"novel":[3],"constraint-handling":[4,119],"technique":[5,16,120,222],"for":[6,39,52,94],"the":[7,29,36,40,53,67,71,77,81,109,115,126,133,136,152,160,163,172,175,179,186,206,209,228,239,245],"covariance":[8],"matrix":[9],"adaptation":[10],"evolution":[11],"strategy":[12,149],"(CMA-ES).":[13],"The":[14,86,117],"proposed":[15,118,180],"is":[17,32,58,88,202],"aimed":[18],"at":[19],"solving":[20],"explicitly":[21],"constrained":[22,189],"black-box":[23,100],"continuous":[24],"optimization":[25,101,190],"problems,":[26,102,225],"in":[27,99,114,130,242],"which":[28],"explicit":[30,240],"constraint":[31,34,41,84,210],"whereby":[35],"computational":[37],"time":[38],"violation":[42],"and":[43,74,83,108,144,166],"its":[44,195],"(numerical)":[45],"gradient":[46],"are":[47],"negligible":[48],"compared":[49,178],"to":[50,60,66,76,90,150,158,169,193,204],"that":[51,97,200],"objective":[54,82,248],"function.":[55],"This":[56],"method":[57,181],"designed":[59,89],"realize":[61],"two":[62],"invariance":[63,65,75,164,173,229],"properties:":[64],"affine":[68],"transformation":[69,79],"of":[70,80,112,132,135,162,174,208,244,247],"search":[72],"space,":[73],"increasing":[78],"functions.":[85],"CMA-ES":[87,128],"possess":[91],"these":[92],"properties":[93],"handling":[95,221],"difficulties":[96],"appear":[98],"such":[103],"as":[104,123],"non-separability,":[105],"ill-conditioning,":[106],"ruggedness,":[107],"different":[110],"orders":[111],"magnitude":[113],"objective.":[116],"(CHT),":[121],"known":[122],"ARCH,":[124],"modifies":[125],"underlying":[127],"only":[129],"terms":[131,243],"ranking":[134,147],"candidate":[137],"solutions.":[138],"It":[139],"employs":[140],"repair":[142],"operator":[143],"an":[145,218],"adaptive":[146],"aggregation":[148],"compute":[151],"ranking.":[153],"developed":[155],"test":[156],"problems":[157],"evaluate":[159],"effects":[161],"properties,":[165],"performed":[167],"experiments":[168],"empirically":[170],"verify":[171],"algorithm.":[176],"with":[182],"other":[183],"CHTs":[184,235],"on":[185,223],"CEC":[187],"2006":[188],"benchmark":[191],"suite":[192],"demonstrate":[194],"efficacy.":[196],"Empirical":[197],"studies":[198],"reveal":[199],"ARCH":[201,232],"able":[203],"exploit":[205],"explicitness":[207],"functions":[211],"effectively,":[212],"sometimes":[213],"even":[214],"more":[215],"efficiently":[216],"than":[217],"existing":[219],"box-constraint":[220],"box-constrained":[224],"while":[226],"exhibiting":[227],"properties.":[230],"Moreover,":[231],"overwhelmingly":[233],"outperforms":[234],"by":[236],"not":[237],"exploiting":[238],"constraints":[241],"number":[246],"function":[249],"calls.":[250]},"counts_by_year":[{"year":2024,"cited_by_count":4},{"year":2023,"cited_by_count":2}],"updated_date":"2026-08-15T07:11:24.734988","created_date":"2025-10-10T00:00:00"}
