{"id":"https://openalex.org/W4401863645","doi":"https://doi.org/10.1145/3637528.3671801","title":"A Multimodal Foundation Agent for Financial Trading: Tool-Augmented, Diversified, and Generalist","display_name":"A Multimodal Foundation Agent for Financial Trading: Tool-Augmented, Diversified, and Generalist","publication_year":2024,"publication_date":"2024-08-24","ids":{"openalex":"https://openalex.org/W4401863645","doi":"https://doi.org/10.1145/3637528.3671801"},"language":"en","primary_location":{"id":"doi:10.1145/3637528.3671801","is_oa":false,"landing_page_url":"https://doi.org/10.1145/3637528.3671801","pdf_url":null,"source":null,"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Proceedings of the 30th ACM SIGKDD Conference on Knowledge Discovery and Data Mining","raw_type":"proceedings-article"},"type":"article","indexed_in":["crossref"],"open_access":{"is_oa":false,"oa_status":"closed","oa_url":null,"any_repository_has_fulltext":false},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5100459881","display_name":"Wentao Zhang","orcid":"https://orcid.org/0009-0008-2767-6998"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":true,"raw_author_name":"Wentao Zhang","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5102699009","display_name":"Lingxuan Zhao","orcid":null},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Lingxuan Zhao","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5057971949","display_name":"Haochong Xia","orcid":null},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Haochong Xia","raw_affiliation_strings":["National Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"National Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5004036450","display_name":"Shuo Sun","orcid":"https://orcid.org/0000-0001-7153-1878"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Shuo Sun","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5100595146","display_name":"Jiaze Sun","orcid":null},"institutions":[{"id":"https://openalex.org/I165932596","display_name":"National University of Singapore","ror":"https://ror.org/01tgyzw49","country_code":"SG","type":"education","lineage":["https://openalex.org/I165932596"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Jiaze Sun","raw_affiliation_strings":["National University of Singapore, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"National University of Singapore, Singapore, Singapore","institution_ids":["https://openalex.org/I165932596"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5018261088","display_name":"Molei Qin","orcid":null},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Molei Qin","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":null,"display_name":"Xinyi Li","orcid":"https://orcid.org/0009-0001-5852-2798"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Xinyi Li","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5100936892","display_name":"Yuqing Zhao","orcid":"https://orcid.org/0009-0000-9912-9637"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]},{"id":"https://openalex.org/I76130692","display_name":"Zhejiang University","ror":"https://ror.org/00a2xv884","country_code":"CN","type":"education","lineage":["https://openalex.org/I76130692"]}],"countries":["CN","SG"],"is_corresponding":false,"raw_author_name":"Yuqing Zhao","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore","Zhejiang University, Hangzhou, China"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]},{"raw_affiliation_string":"Zhejiang University, Hangzhou, China","institution_ids":["https://openalex.org/I76130692"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5075048593","display_name":"Yilei Zhao","orcid":"https://orcid.org/0009-0009-4226-1456"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]},{"id":"https://openalex.org/I76130692","display_name":"Zhejiang University","ror":"https://ror.org/00a2xv884","country_code":"CN","type":"education","lineage":["https://openalex.org/I76130692"]}],"countries":["CN","SG"],"is_corresponding":false,"raw_author_name":"Yilei Zhao","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore","Zhejiang University, Hangzhou, China"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]},{"raw_affiliation_string":"Zhejiang University, Hangzhou, China","institution_ids":["https://openalex.org/I76130692"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5068697018","display_name":"Xinyu Cai","orcid":"https://orcid.org/0009-0000-8274-0595"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Xinyu Cai","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5011940311","display_name":"Longtao Zheng","orcid":"https://orcid.org/0000-0002-7301-0862"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Longtao Zheng","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5049783685","display_name":"Xinrun Wang","orcid":"https://orcid.org/0000-0003-3369-219X"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Xinrun Wang","raw_affiliation_strings":["Nanyang Technological University, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5017743551","display_name":"Bo An","orcid":"https://orcid.org/0000-0002-7064-7438"},"institutions":[{"id":"https://openalex.org/I172675005","display_name":"Nanyang Technological University","ror":"https://ror.org/02e7b5302","country_code":"SG","type":"education","lineage":["https://openalex.org/I172675005"]}],"countries":["SG"],"is_corresponding":false,"raw_author_name":"Bo An","raw_affiliation_strings":["Nanyang Technological University &amp; Skywork AI, Singapore, Singapore"],"affiliations":[{"raw_affiliation_string":"Nanyang Technological University &amp; Skywork AI, Singapore, Singapore","institution_ids":["https://openalex.org/I172675005"]}]}],"institutions":[],"countries_distinct_count":2,"institutions_distinct_count":13,"corresponding_author_ids":["https://openalex.org/A5100459881"],"corresponding_institution_ids":["https://openalex.org/I172675005"],"apc_list":null,"apc_paid":null,"fwci":21.5466,"has_fulltext":false,"cited_by_count":45,"citation_normalized_percentile":{"value":0.99616179,"is_in_top_1_percent":true,"is_in_top_10_percent":true},"cited_by_percentile_year":{"min":97,"max":100},"biblio":{"volume":null,"issue":null,"first_page":"4314","last_page":"4325"},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T11326","display_name":"Stock Market Forecasting Methods","score":0.9921000003814697,"subfield":{"id":"https://openalex.org/subfields/1803","display_name":"Management Science and Operations Research"},"field":{"id":"https://openalex.org/fields/18","display_name":"Decision Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T11326","display_name":"Stock Market Forecasting Methods","score":0.9921000003814697,"subfield":{"id":"https://openalex.org/subfields/1803","display_name":"Management Science and Operations Research"},"field":{"id":"https://openalex.org/fields/18","display_name":"Decision Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T11270","display_name":"Complex Systems and Time Series Analysis","score":0.9771999716758728,"subfield":{"id":"https://openalex.org/subfields/2002","display_name":"Economics and Econometrics"},"field":{"id":"https://openalex.org/fields/20","display_name":"Economics, Econometrics and Finance"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T11182","display_name":"Auction Theory and Applications","score":0.9283000230789185,"subfield":{"id":"https://openalex.org/subfields/1803","display_name":"Management Science and Operations Research"},"field":{"id":"https://openalex.org/fields/18","display_name":"Decision Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/foundation","display_name":"Foundation (evidence)","score":0.790784478187561},{"id":"https://openalex.org/keywords/generalist-and-specialist-species","display_name":"Generalist and specialist species","score":0.6502751111984253},{"id":"https://openalex.org/keywords/computer-science","display_name":"Computer science","score":0.5146199464797974},{"id":"https://openalex.org/keywords/finance","display_name":"Finance","score":0.4194403290748596},{"id":"https://openalex.org/keywords/business","display_name":"Business","score":0.3948655128479004}],"concepts":[{"id":"https://openalex.org/C2780966255","wikidata":"https://www.wikidata.org/wiki/Q5474306","display_name":"Foundation (evidence)","level":2,"score":0.790784478187561},{"id":"https://openalex.org/C45371612","wikidata":"https://www.wikidata.org/wiki/Q3058587","display_name":"Generalist and specialist species","level":3,"score":0.6502751111984253},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.5146199464797974},{"id":"https://openalex.org/C10138342","wikidata":"https://www.wikidata.org/wiki/Q43015","display_name":"Finance","level":1,"score":0.4194403290748596},{"id":"https://openalex.org/C144133560","wikidata":"https://www.wikidata.org/wiki/Q4830453","display_name":"Business","level":0,"score":0.3948655128479004},{"id":"https://openalex.org/C166957645","wikidata":"https://www.wikidata.org/wiki/Q23498","display_name":"Archaeology","level":1,"score":0.0},{"id":"https://openalex.org/C18903297","wikidata":"https://www.wikidata.org/wiki/Q7150","display_name":"Ecology","level":1,"score":0.0},{"id":"https://openalex.org/C86803240","wikidata":"https://www.wikidata.org/wiki/Q420","display_name":"Biology","level":0,"score":0.0},{"id":"https://openalex.org/C185933670","wikidata":"https://www.wikidata.org/wiki/Q52105","display_name":"Habitat","level":2,"score":0.0},{"id":"https://openalex.org/C95457728","wikidata":"https://www.wikidata.org/wiki/Q309","display_name":"History","level":0,"score":0.0}],"mesh":[],"locations_count":1,"locations":[{"id":"doi:10.1145/3637528.3671801","is_oa":false,"landing_page_url":"https://doi.org/10.1145/3637528.3671801","pdf_url":null,"source":null,"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Proceedings of the 30th ACM SIGKDD Conference on Knowledge Discovery and Data Mining","raw_type":"proceedings-article"}],"best_oa_location":null,"sustainable_development_goals":[],"awards":[],"funders":[],"has_content":{"pdf":false,"grobid_xml":false},"content_urls":null,"referenced_works_count":25,"referenced_works":["https://openalex.org/W2344786740","https://openalex.org/W2734986640","https://openalex.org/W2774559076","https://openalex.org/W2798413829","https://openalex.org/W2809515733","https://openalex.org/W2893230400","https://openalex.org/W2905150622","https://openalex.org/W2949676527","https://openalex.org/W2952277250","https://openalex.org/W2966276668","https://openalex.org/W2997874851","https://openalex.org/W2998034590","https://openalex.org/W3099645789","https://openalex.org/W3103898363","https://openalex.org/W3106281374","https://openalex.org/W3114374801","https://openalex.org/W3123329971","https://openalex.org/W3172892456","https://openalex.org/W3175835345","https://openalex.org/W4224308101","https://openalex.org/W4281393001","https://openalex.org/W4296605665","https://openalex.org/W4385562522","https://openalex.org/W4387188031","https://openalex.org/W6810081322"],"related_works":["https://openalex.org/W4391375266","https://openalex.org/W2748952813","https://openalex.org/W2306541987","https://openalex.org/W3135453479","https://openalex.org/W2947952289","https://openalex.org/W4322625948","https://openalex.org/W1986194836","https://openalex.org/W2896365120","https://openalex.org/W1986504168","https://openalex.org/W2095481932"],"abstract_inverted_index":{"Financial":[0],"trading":[1,28,31,54,158,166,232],"is":[2,215,222],"a":[3,11,79,94,123,208],"crucial":[4],"component":[5],"of":[6,63,97,196],"the":[7,104,129,223],"markets,":[8],"informed":[9],"by":[10],"multimodal":[12,64,80,226],"information":[13],"landscape":[14],"encompassing":[15],"news,":[16],"prices,":[17],"and":[18,21,29,42,66,100,137,160,171,186],"Kline":[19],"charts,":[20],"encompasses":[22],"diverse":[23,95],"tasks":[24,55],"such":[25],"as":[26],"quantitative":[27],"high-frequency":[30],"with":[32,83,200],"various":[33,70],"assets.":[34],"While":[35],"advanced":[36,225],"AI":[37],"techniques":[38],"like":[39],"deep":[40],"learning":[41,44],"reinforcement":[43],"are":[45,168],"extensively":[46],"utilized":[47],"in":[48,52,150,173,194],"finance,":[49],"their":[50],"application":[51],"financial":[53,87,105,152,175,182,198,231],"often":[56],"faces":[57],"challenges":[58],"due":[59],"to":[60,117,132],"inadequate":[61],"handling":[62],"data":[65,136],"limited":[67],"generalizability":[68],"across":[69],"tasks.":[71,233],"To":[72],"address":[73],"these":[74],"challenges,":[75],"we":[76],"present":[77],"FinAgent,":[78],"foundational":[81],"agent":[82,228],"tool":[84],"augmentation":[85],"for":[86,146,230],"trading.":[88],"FinAgent's":[89],"market":[90,118],"intelligence":[91],"module":[92,111],"processes":[93],"range":[96],"data-numerical,":[98],"textual,":[99],"visual-to":[101],"accurately":[102],"analyze":[103],"market.":[106],"Its":[107],"unique":[108],"dual-level":[109],"reflection":[110],"not":[112],"only":[113],"enables":[114],"rapid":[115],"adaptation":[116],"dynamics":[119],"but":[120],"also":[121],"incorporates":[122],"diversified":[124],"memory":[125],"retrieval":[126],"system,":[127],"enhancing":[128],"agent's":[130,142],"ability":[131],"learn":[133],"from":[134],"historical":[135],"improve":[138],"decision-making":[139],"processes.":[140],"The":[141],"emphasis":[143],"on":[144,180,205,217],"reasoning":[145],"actions":[147],"fosters":[148],"trust":[149],"its":[151,165],"decisions.":[153],"Moreover,":[154],"FinAgent":[155,188,221],"integrates":[156],"established":[157],"strategies":[159],"expert":[161],"insights,":[162],"ensuring":[163],"that":[164],"approaches":[167],"both":[169],"data-driven":[170],"rooted":[172],"sound":[174],"principles.":[176],"With":[177],"comprehensive":[178],"experiments":[179],"6":[181,197],"datasets,":[183],"including":[184],"stocks":[185],"Crypto,":[187],"significantly":[189],"outperforms":[190],"12":[191],"state-of-the-art":[192],"baselines":[193],"terms":[195],"metrics":[199],"over":[201],"36%":[202],"average":[203],"improvement":[204],"profit.":[206],"Specifically,":[207],"92.27%":[209],"return":[210],"(a":[211],"84.39%":[212],"relative":[213],"improvement)":[214],"achieved":[216],"one":[218],"dataset.":[219],"Notably,":[220],"first":[224],"foundation":[227],"designed":[229]},"counts_by_year":[{"year":2026,"cited_by_count":6},{"year":2025,"cited_by_count":35},{"year":2024,"cited_by_count":4}],"updated_date":"2026-04-11T08:14:18.477133","created_date":"2025-10-10T00:00:00"}
