{"id":"https://openalex.org/W4392152524","doi":"https://doi.org/10.1109/globecom54140.2023.10436854","title":"Optimizing Client and Data Selection in Federated Learning: A Centralized Optimization and Decentralized Game-Theoretic Approach","display_name":"Optimizing Client and Data Selection in Federated Learning: A Centralized Optimization and Decentralized Game-Theoretic Approach","publication_year":2023,"publication_date":"2023-12-04","ids":{"openalex":"https://openalex.org/W4392152524","doi":"https://doi.org/10.1109/globecom54140.2023.10436854"},"language":"en","primary_location":{"id":"doi:10.1109/globecom54140.2023.10436854","is_oa":false,"landing_page_url":"http://dx.doi.org/10.1109/globecom54140.2023.10436854","pdf_url":null,"source":null,"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"GLOBECOM 2023 - 2023 IEEE Global Communications Conference","raw_type":"proceedings-article"},"type":"article","indexed_in":["crossref"],"open_access":{"is_oa":false,"oa_status":"closed","oa_url":null,"any_repository_has_fulltext":false},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5102621789","display_name":"Junkun Lin","orcid":null},"institutions":[{"id":"https://openalex.org/I204983213","display_name":"Harbin Institute of Technology","ror":"https://ror.org/01yqg2h08","country_code":"CN","type":"education","lineage":["https://openalex.org/I204983213"]}],"countries":["CN"],"is_corresponding":true,"raw_author_name":"Junkun Lin","raw_affiliation_strings":["School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China"],"affiliations":[{"raw_affiliation_string":"School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","institution_ids":["https://openalex.org/I204983213"]},{"raw_affiliation_string":"Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China","institution_ids":["https://openalex.org/I204983213"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5031860907","display_name":"Jingjing Luo","orcid":"https://orcid.org/0000-0002-2864-6562"},"institutions":[{"id":"https://openalex.org/I204983213","display_name":"Harbin Institute of Technology","ror":"https://ror.org/01yqg2h08","country_code":"CN","type":"education","lineage":["https://openalex.org/I204983213"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Jingjing Luo","raw_affiliation_strings":["School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China"],"affiliations":[{"raw_affiliation_string":"School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","institution_ids":["https://openalex.org/I204983213"]},{"raw_affiliation_string":"Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China","institution_ids":["https://openalex.org/I204983213"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5100450979","display_name":"Tong Wang","orcid":"https://orcid.org/0000-0002-1062-8630"},"institutions":[{"id":"https://openalex.org/I204983213","display_name":"Harbin Institute of Technology","ror":"https://ror.org/01yqg2h08","country_code":"CN","type":"education","lineage":["https://openalex.org/I204983213"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Tong Wang","raw_affiliation_strings":["School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China"],"affiliations":[{"raw_affiliation_string":"School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","institution_ids":["https://openalex.org/I204983213"]},{"raw_affiliation_string":"Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China","institution_ids":["https://openalex.org/I204983213"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5042180402","display_name":"Lin Gao","orcid":"https://orcid.org/0000-0002-0142-1515"},"institutions":[{"id":"https://openalex.org/I204983213","display_name":"Harbin Institute of Technology","ror":"https://ror.org/01yqg2h08","country_code":"CN","type":"education","lineage":["https://openalex.org/I204983213"]}],"countries":["CN"],"is_corresponding":false,"raw_author_name":"Lin Gao","raw_affiliation_strings":["School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China"],"affiliations":[{"raw_affiliation_string":"School of Electronics and Information Engineering, Harbin Institute of Technology,Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology,Shenzhen,China","institution_ids":["https://openalex.org/I204983213"]},{"raw_affiliation_string":"Guangdong Provincial Key Laboratory of Aerospace Communication and Networking Technology, School of Electronics and Information Engineering, Harbin Institute of Technology, Shenzhen, China","institution_ids":["https://openalex.org/I204983213"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":4,"corresponding_author_ids":["https://openalex.org/A5102621789"],"corresponding_institution_ids":["https://openalex.org/I204983213"],"apc_list":null,"apc_paid":null,"fwci":0.1758,"has_fulltext":false,"cited_by_count":1,"citation_normalized_percentile":{"value":0.61015597,"is_in_top_1_percent":false,"is_in_top_10_percent":false},"cited_by_percentile_year":{"min":91,"max":95},"biblio":{"volume":null,"issue":null,"first_page":"5256","last_page":"5261"},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T10764","display_name":"Privacy-Preserving Technologies in Data","score":0.9998999834060669,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},"topics":[{"id":"https://openalex.org/T10764","display_name":"Privacy-Preserving Technologies in Data","score":0.9998999834060669,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T11045","display_name":"Privacy, Security, and Data Protection","score":0.9973000288009644,"subfield":{"id":"https://openalex.org/subfields/3312","display_name":"Sociology and Political Science"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T10237","display_name":"Cryptography and Data Security","score":0.9939000010490417,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/computer-science","display_name":"Computer science","score":0.8139604926109314},{"id":"https://openalex.org/keywords/selection","display_name":"Selection (genetic algorithm)","score":0.6112634539604187},{"id":"https://openalex.org/keywords/distributed-computing","display_name":"Distributed computing","score":0.5418961048126221},{"id":"https://openalex.org/keywords/game-theory","display_name":"Game theory","score":0.5118474364280701},{"id":"https://openalex.org/keywords/federated-learning","display_name":"Federated learning","score":0.4593534469604492},{"id":"https://openalex.org/keywords/artificial-intelligence","display_name":"Artificial intelligence","score":0.24876564741134644}],"concepts":[{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.8139604926109314},{"id":"https://openalex.org/C81917197","wikidata":"https://www.wikidata.org/wiki/Q628760","display_name":"Selection (genetic algorithm)","level":2,"score":0.6112634539604187},{"id":"https://openalex.org/C120314980","wikidata":"https://www.wikidata.org/wiki/Q180634","display_name":"Distributed computing","level":1,"score":0.5418961048126221},{"id":"https://openalex.org/C177142836","wikidata":"https://www.wikidata.org/wiki/Q44455","display_name":"Game theory","level":2,"score":0.5118474364280701},{"id":"https://openalex.org/C2992525071","wikidata":"https://www.wikidata.org/wiki/Q50818671","display_name":"Federated learning","level":2,"score":0.4593534469604492},{"id":"https://openalex.org/C154945302","wikidata":"https://www.wikidata.org/wiki/Q11660","display_name":"Artificial intelligence","level":1,"score":0.24876564741134644},{"id":"https://openalex.org/C175444787","wikidata":"https://www.wikidata.org/wiki/Q39072","display_name":"Microeconomics","level":1,"score":0.0},{"id":"https://openalex.org/C162324750","wikidata":"https://www.wikidata.org/wiki/Q8134","display_name":"Economics","level":0,"score":0.0}],"mesh":[],"locations_count":1,"locations":[{"id":"doi:10.1109/globecom54140.2023.10436854","is_oa":false,"landing_page_url":"http://dx.doi.org/10.1109/globecom54140.2023.10436854","pdf_url":null,"source":null,"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"GLOBECOM 2023 - 2023 IEEE Global Communications Conference","raw_type":"proceedings-article"}],"best_oa_location":null,"sustainable_development_goals":[],"awards":[{"id":"https://openalex.org/G1174718781","display_name":null,"funder_award_id":"2021YFB2900300","funder_id":"https://openalex.org/F4320335777","funder_display_name":"National Key Research and Development Program of China"},{"id":"https://openalex.org/G6398365843","display_name":null,"funder_award_id":"2022A1515011444,2022A1515010156","funder_id":"https://openalex.org/F4320321921","funder_display_name":"Natural Science Foundation of Guangdong Province"},{"id":"https://openalex.org/G8844722897","display_name":null,"funder_award_id":"61972113,62171159,62171162","funder_id":"https://openalex.org/F4320321001","funder_display_name":"National Natural Science Foundation of China"}],"funders":[{"id":"https://openalex.org/F4320321001","display_name":"National Natural Science Foundation of China","ror":"https://ror.org/01h0zpd94"},{"id":"https://openalex.org/F4320321921","display_name":"Natural Science Foundation of Guangdong Province","ror":null},{"id":"https://openalex.org/F4320335777","display_name":"National Key Research and Development Program of China","ror":null}],"has_content":{"grobid_xml":false,"pdf":false},"content_urls":null,"referenced_works_count":20,"referenced_works":["https://openalex.org/W1579157456","https://openalex.org/W2057950931","https://openalex.org/W2794732446","https://openalex.org/W2895030362","https://openalex.org/W2920095265","https://openalex.org/W2954124071","https://openalex.org/W2974777667","https://openalex.org/W3001989995","https://openalex.org/W3006360344","https://openalex.org/W3007335618","https://openalex.org/W3015515533","https://openalex.org/W3020577831","https://openalex.org/W3080934299","https://openalex.org/W3088995331","https://openalex.org/W3112877893","https://openalex.org/W3134843574","https://openalex.org/W3135472452","https://openalex.org/W4220995498","https://openalex.org/W4296871585","https://openalex.org/W4312470457"],"related_works":["https://openalex.org/W4391375266","https://openalex.org/W2899084033","https://openalex.org/W2748952813","https://openalex.org/W4298221930","https://openalex.org/W2390279801","https://openalex.org/W2777914285","https://openalex.org/W4391913857","https://openalex.org/W2358668433","https://openalex.org/W4378677776","https://openalex.org/W3176937389"],"abstract_inverted_index":{"Federated":[0],"Learning":[1],"(FL)":[2],"is":[3,54,323],"a":[4,18,112,123,128,159,177,194,205,276,295],"distributed":[5,313],"machine":[6,20],"learning":[7,21],"approach":[8],"that":[9,116,272,291],"enables":[10],"multiple":[11],"individual":[12,93,155,230],"devices":[13],"(clients)":[14],"to":[15,118,139,166,172,220,222,275],"collaboratively":[16],"train":[17],"global":[19],"model":[22],"without":[23],"directly":[24],"sharing":[25],"their":[26,168],"raw":[27,35],"data":[28,36,44,71,83,100,103,138,169,219,248,265,285,292,320,335],"with":[29],"each":[30,136,201],"other.":[31],"By":[32],"keeping":[33],"the":[34,49,58,68,80,97,107,133,143,149,154,173,181,184,189,198,211,216,223,234,239,255,263,283,300,305,318,333],"on":[37,57,132,215,299],"local":[38],"devices,":[39],"FL":[40,52,87,144,174,185,224],"can":[41],"effectively":[42,273],"preserve":[43],"privacy":[45],"and":[46,60,82,92,102,170,192,208,238,246,259,268,279,312,326],"security.":[47],"However,":[48],"performance":[50],"of":[51,62,70,99,135,218,329],"system":[53,88,91,108,175,301],"highly":[55],"dependent":[56],"amount":[59,134,217],"quality":[61,101],"client":[63,81,202],"data,":[64],"as":[65,67,188,204],"well":[66],"relevance":[69,249,266,286,293,321,336],"from":[72,89,106],"different":[73],"clients.":[74],"In":[75,180,197,251],"this":[76],"article,":[77],"we":[78,110,157,253],"investigate":[79],"selection":[84],"problem":[85,115,237],"in":[86,122,176,317,332],"both":[90,244],"perspectives,":[94],"while":[95],"considering":[96],"impacts":[98],"relevance.":[104],"Specifically,":[105],"perspective,":[109,156],"establish":[111],"centralized":[113,124,235,310],"optimization":[114,236,311],"aims":[117],"optimize":[119],"social":[120,151,306],"welfare":[121,307],"manner.":[125,179],"That":[126,303],"is,":[127,304],"central":[129],"controller":[130],"decides":[131],"client's":[137],"be":[140],"utilized":[141],"for":[142,163,210,243,262,282],"system,":[145,225],"aiming":[146,226],"at":[147,227],"maximizing":[148,228],"overall":[150],"welfare.":[152],"From":[153],"formulate":[158],"two-stage":[160],"Stackelberg":[161,240,314],"game":[162,190,206,241,260,315],"incentivizing":[164],"clients":[165],"contribute":[167,221],"resources":[171],"decentralized":[178],"first":[182],"stage,":[183,200],"server":[186],"acts":[187,203],"leader":[191],"specifies":[193],"reward":[195,212],"mechanism.":[196],"second":[199],"follower":[207],"competes":[209],"by":[213],"deciding":[214],"its":[229],"payoff.":[231],"We":[232],"analyze":[233],"systematically":[242],"low":[245,264,334],"high":[247,284,319],"scenarios.":[250],"particular,":[252],"derive":[254],"closed-form":[256],"optimal":[257],"solution":[258,278],"equilibrium":[261,281],"scenario,":[267],"propose":[269],"iterative":[270],"algorithms":[271],"converge":[274],"suboptimal":[277],"subgame":[280],"scenario.":[287,337],"Simulation":[288],"results":[289],"verify":[290],"has":[294],"significant":[296],"negative":[297],"impact":[298],"performance.":[302],"achieved":[308,331],"through":[309],"approaches":[316],"scenario":[322],"only":[324],"19.7%":[325],"24.0%,":[327],"respectively,":[328],"those":[330]},"counts_by_year":[{"year":2025,"cited_by_count":1}],"updated_date":"2026-03-20T23:20:44.827607","created_date":"2025-10-10T00:00:00"}