{"id":"https://openalex.org/W7225809808","doi":"https://doi.org/10.32609/0042-8736-2026-11-33-55","title":"Compliance-based theory of regulation","display_name":"Compliance-based theory of regulation","publication_year":2026,"publication_date":"2026-11-11","ids":{"openalex":"https://openalex.org/W7225809808","doi":"https://doi.org/10.32609/0042-8736-2026-11-33-55"},"language":"en","primary_location":{"id":"doi:10.32609/0042-8736-2026-11-33-55","doi":"https://doi.org/10.32609/0042-8736-2026-11-33-55","is_oa":false,"landing_page_url":"https://doi.org/10.32609/0042-8736-2026-11-33-55","pdf_url":null,"source":{"id":"https://openalex.org/S2764780593","display_name":"Voprosy Ekonomiki","issn_l":"0042-8736","issn":["0042-8736"],"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":["anvur-scientific","poland-20","russia-white-list-1","vabb-shw"],"host_organization":"https://openalex.org/P4323289041","host_organization_name":"Redaktsiya zhurnala Voprosy Ekonomiki","host_organization_lineage":["https://openalex.org/P4323289041"],"host_organization_lineage_names":["Redaktsiya zhurnala Voprosy Ekonomiki"],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Voprosy Ekonomiki","raw_type":"journal-article"},"volume":null,"type":"article","is_traditional":true,"indexed_in":["crossref"],"open_access":{"is_oa":false,"oa_status":"closed","oa_url":null,"any_repository_has_fulltext":false},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5161474818","display_name":"I. Y. Grekova","orcid":null,"observed_orcids":[]},"institutions":[{"id":"https://openalex.org/I118501908","display_name":"National Research University Higher School of Economics","ror":"https://ror.org/055f7t516","country_code":"RU","type":"education","lineage":["https://openalex.org/I118501908"]}],"countries":["RU"],"is_corresponding":false,"raw_author_name":"I. Y. Grekova","raw_affiliation_strings":["HSE University"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"HSE University","institution_ids":["https://openalex.org/I118501908"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5161482890","display_name":"M. A. Storchevoy","orcid":null,"observed_orcids":[]},"institutions":[{"id":"https://openalex.org/I118501908","display_name":"National Research University Higher School of Economics","ror":"https://ror.org/055f7t516","country_code":"RU","type":"education","lineage":["https://openalex.org/I118501908"]}],"countries":["RU"],"is_corresponding":false,"raw_author_name":"M. A. Storchevoy","raw_affiliation_strings":["HSE University"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"HSE University","institution_ids":["https://openalex.org/I118501908"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":1,"corresponding_author_ids":[],"corresponding_institution_ids":["https://openalex.org/I118501908"],"apc_list":null,"apc_paid":null,"fwci":0.0,"has_fulltext":false,"cited_by_count":0,"citation_normalized_percentile":{"value":0.0,"is_in_top_1_percent":false,"is_in_top_10_percent":false},"cited_by_percentile_year":null,"biblio":{"volume":null,"issue":"11","first_page":"33","last_page":"55"},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T12185","display_name":"Regulation and Compliance Studies","score":0.9901999831199646,"subfield":{"id":"https://openalex.org/subfields/3321","display_name":"Public Administration"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T12185","display_name":"Regulation and Compliance Studies","score":0.9901999831199646,"subfield":{"id":"https://openalex.org/subfields/3321","display_name":"Public Administration"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T11762","display_name":"Law, Economics, and Judicial Systems","score":0.009200000204145908,"subfield":{"id":"https://openalex.org/subfields/2002","display_name":"Economics and Econometrics"},"field":{"id":"https://openalex.org/fields/20","display_name":"Economics, Econometrics and Finance"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T13138","display_name":"Legal and Constitutional Studies","score":0.0003000000142492354,"subfield":{"id":"https://openalex.org/subfields/2002","display_name":"Economics and Econometrics"},"field":{"id":"https://openalex.org/fields/20","display_name":"Economics, Econometrics and Finance"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[],"concepts":[{"id":"https://openalex.org/C29122968","wikidata":"https://www.wikidata.org/wiki/Q1414816","display_name":"Incentive","level":2,"score":0.573199987411499},{"id":"https://openalex.org/C2164484","wikidata":"https://www.wikidata.org/wiki/Q5170150","display_name":"Core (optical fiber)","level":2,"score":0.5221999883651733},{"id":"https://openalex.org/C112313634","wikidata":"https://www.wikidata.org/wiki/Q7886648","display_name":"Complement (music)","level":5,"score":0.5217000246047974},{"id":"https://openalex.org/C26517878","wikidata":"https://www.wikidata.org/wiki/Q228039","display_name":"Key (lock)","level":2,"score":0.48500001430511475},{"id":"https://openalex.org/C60643870","wikidata":"https://www.wikidata.org/wiki/Q1949683","display_name":"Deterrence theory","level":2,"score":0.4797999858856201},{"id":"https://openalex.org/C79301358","wikidata":"https://www.wikidata.org/wiki/Q1918846","display_name":"Contract theory","level":2,"score":0.47440001368522644},{"id":"https://openalex.org/C2780451532","wikidata":"https://www.wikidata.org/wiki/Q759676","display_name":"Task (project management)","level":2,"score":0.44780001044273376},{"id":"https://openalex.org/C539667460","wikidata":"https://www.wikidata.org/wiki/Q2414942","display_name":"Management science","level":1,"score":0.4417000114917755},{"id":"https://openalex.org/C2780586882","wikidata":"https://www.wikidata.org/wiki/Q7520643","display_name":"Simple (philosophy)","level":2,"score":0.4311000108718872},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.4226999878883362},{"id":"https://openalex.org/C2779530757","wikidata":"https://www.wikidata.org/wiki/Q1207505","display_name":"Quality (philosophy)","level":2,"score":0.41780000925064087},{"id":"https://openalex.org/C162324750","wikidata":"https://www.wikidata.org/wiki/Q8134","display_name":"Economics","level":0,"score":0.4075999855995178},{"id":"https://openalex.org/C120936955","wikidata":"https://www.wikidata.org/wiki/Q2155640","display_name":"Empirical research","level":2,"score":0.3490000069141388},{"id":"https://openalex.org/C119693030","wikidata":"https://www.wikidata.org/wiki/Q2180497","display_name":"Economic model","level":2,"score":0.3228999972343445},{"id":"https://openalex.org/C144701195","wikidata":"https://www.wikidata.org/wiki/Q10859910","display_name":"Theory","level":2,"score":0.3172999918460846},{"id":"https://openalex.org/C58694771","wikidata":"https://www.wikidata.org/wiki/Q814385","display_name":"Bounded rationality","level":2,"score":0.31349998712539673},{"id":"https://openalex.org/C2780366209","wikidata":"https://www.wikidata.org/wiki/Q5170200","display_name":"Core model","level":2,"score":0.3125999867916107},{"id":"https://openalex.org/C2776036281","wikidata":"https://www.wikidata.org/wiki/Q48769818","display_name":"Constraint (computer-aided design)","level":2,"score":0.3082999885082245},{"id":"https://openalex.org/C177142836","wikidata":"https://www.wikidata.org/wiki/Q44455","display_name":"Game theory","level":2,"score":0.3066999912261963},{"id":"https://openalex.org/C31772880","wikidata":"https://www.wikidata.org/wiki/Q2666479","display_name":"Rational agent","level":2,"score":0.3050000071525574},{"id":"https://openalex.org/C162919384","wikidata":"https://www.wikidata.org/wiki/Q6883388","display_name":"Development theory","level":2,"score":0.2996000051498413},{"id":"https://openalex.org/C2781460075","wikidata":"https://www.wikidata.org/wiki/Q1399332","display_name":"Compliance (psychology)","level":2,"score":0.29829999804496765},{"id":"https://openalex.org/C112930515","wikidata":"https://www.wikidata.org/wiki/Q4389547","display_name":"Risk analysis (engineering)","level":1,"score":0.2946999967098236},{"id":"https://openalex.org/C109574028","wikidata":"https://www.wikidata.org/wiki/Q647525","display_name":"Behavioral economics","level":2,"score":0.2915000021457672},{"id":"https://openalex.org/C89798329","wikidata":"https://www.wikidata.org/wiki/Q269699","display_name":"Systems theory","level":2,"score":0.2703000009059906},{"id":"https://openalex.org/C190253527","wikidata":"https://www.wikidata.org/wiki/Q295354","display_name":"Law and economics","level":1,"score":0.2653999924659729},{"id":"https://openalex.org/C2780982575","wikidata":"https://www.wikidata.org/wiki/Q332142","display_name":"Deterrence (psychology)","level":2,"score":0.26330000162124634},{"id":"https://openalex.org/C118084267","wikidata":"https://www.wikidata.org/wiki/Q26110","display_name":"Positive economics","level":1,"score":0.2632000148296356},{"id":"https://openalex.org/C136197465","wikidata":"https://www.wikidata.org/wiki/Q1729295","display_name":"Variety (cybernetics)","level":2,"score":0.2623000144958496},{"id":"https://openalex.org/C112972136","wikidata":"https://www.wikidata.org/wiki/Q7595718","display_name":"Stability (learning theory)","level":2,"score":0.2599000036716461},{"id":"https://openalex.org/C2777031877","wikidata":"https://www.wikidata.org/wiki/Q1308152","display_name":"Rational choice theory (criminology)","level":2,"score":0.257999986410141},{"id":"https://openalex.org/C2781415417","wikidata":"https://www.wikidata.org/wiki/Q25304581","display_name":"Incomplete contracts","level":3,"score":0.25780001282691956},{"id":"https://openalex.org/C166052673","wikidata":"https://www.wikidata.org/wiki/Q83021","display_name":"Empirical evidence","level":2,"score":0.2565999925136566},{"id":"https://openalex.org/C190929874","wikidata":"https://www.wikidata.org/wiki/Q4880732","display_name":"Behavioral operations research","level":2,"score":0.2563999891281128}],"mesh":[],"locations_count":1,"locations":[{"id":"doi:10.32609/0042-8736-2026-11-33-55","doi":"https://doi.org/10.32609/0042-8736-2026-11-33-55","is_oa":false,"landing_page_url":"https://doi.org/10.32609/0042-8736-2026-11-33-55","pdf_url":null,"source":{"id":"https://openalex.org/S2764780593","display_name":"Voprosy Ekonomiki","issn_l":"0042-8736","issn":["0042-8736"],"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":["anvur-scientific","poland-20","russia-white-list-1","vabb-shw"],"host_organization":"https://openalex.org/P4323289041","host_organization_name":"Redaktsiya zhurnala Voprosy Ekonomiki","host_organization_lineage":["https://openalex.org/P4323289041"],"host_organization_lineage_names":["Redaktsiya zhurnala Voprosy Ekonomiki"],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Voprosy Ekonomiki","raw_type":"journal-article"}],"best_oa_location":null,"sustainable_development_goals":[],"study_designs":[],"awards":[],"funders":[],"has_content":{"grobid_xml":false,"pdf":false},"content_urls":null,"referenced_works_count":25,"referenced_works":["https://openalex.org/W63821403","https://openalex.org/W1590943374","https://openalex.org/W1886723030","https://openalex.org/W1998053404","https://openalex.org/W2029293307","https://openalex.org/W2039338430","https://openalex.org/W2043897662","https://openalex.org/W2083080613","https://openalex.org/W2115747715","https://openalex.org/W2149988075","https://openalex.org/W2189821821","https://openalex.org/W2254739151","https://openalex.org/W2594084844","https://openalex.org/W2947969489","https://openalex.org/W3022009422","https://openalex.org/W3023875755","https://openalex.org/W3122638853","https://openalex.org/W3126060201","https://openalex.org/W3169633878","https://openalex.org/W4229534352","https://openalex.org/W4230708913","https://openalex.org/W4293229472","https://openalex.org/W4388316013","https://openalex.org/W4409533965","https://openalex.org/W7124178822"],"related_works":[],"abstract_inverted_index":{"This":[0],"article":[1,38,162],"proposes":[2,62],"an":[3,63,187],"approach":[4],"to":[5,40,44,116],"developing":[6],"a":[7,14,47,94,140],"general":[8,91],"theory":[9,48,56,95,148],"of":[10,18,93,96,102,129,167,177],"compliance-based":[11,97,178],"regulation":[12,98,179],"as":[13],"more":[15],"advanced":[16],"version":[17],"Becker\u2019s":[19,79],"deterrence":[20,81],"model.":[21],"In":[22],"its":[23,51,85],"simple":[24,80],"form,":[25],"this":[26],"model":[27,82,143],"is":[28,115,126],"inadequate":[29],"for":[30,65,120,189],"complex":[31],"organizations":[32],"and":[33,49,57,68,83,107,149,174,192],"boundedly":[34],"rational":[35],"actors.":[36],"The":[37,123],"aims":[39],"establish":[41],"the":[42,90,105,112,127,130,135,161,165,171],"need":[43],"develop":[45],"such":[46],"formulate":[50],"core":[52],"principles":[53],"using":[54],"contract":[55,147],"behavioral":[58,154],"economics.":[59],"It":[60,183],"also":[61],"agenda":[64,188],"further":[66,190],"theoretical":[67,191],"empirical":[69,193],"research":[70],"based":[71],"on":[72],"these":[73],"principles.":[74],"We":[75,87],"begin":[76],"by":[77,134,185],"examining":[78],"demonstrating":[84],"limitations.":[86],"then":[88],"outline":[89],"idea":[92],"involving":[99],"three":[100],"levels":[101],"actors\u2014the":[103],"regulator,":[104],"firm,":[106],"employees.":[108],"At":[109],"each":[110],"level,":[111],"central":[113],"task":[114],"create":[117],"effective":[118],"incentives":[119],"compliant":[121],"behavior.":[122],"key":[124],"instrument":[125],"quality":[128],"compliance":[131],"system":[132],"implemented":[133],"firm.":[136],"Next,":[137],"we":[138],"propose":[139],"basic":[141],"formal":[142],"grounded":[144],"in":[145,170,180],"economic":[146],"show":[150],"that":[151],"concepts":[152,169],"from":[153],"economics":[155],"can":[156],"usefully":[157],"complement":[158],"it.":[159],"Finally,":[160],"briefly":[163],"reviews":[164],"development":[166],"related":[168],"international":[172],"literature":[173],"presents":[175],"examples":[176],"different":[181],"countries.":[182],"concludes":[184],"outlining":[186],"research.":[194]},"counts_by_year":[],"updated_date":"2026-11-12T12:28:57.059296","created_date":"2026-11-12T00:00:00"}