{"id":"https://openalex.org/W7225455208","doi":"https://doi.org/10.5281/zenodo.24026511","title":"The Human Paperclip Maximizer: Goodhart's Law, Financial Optimization, and the Preconditions for AI Alignment","display_name":"The Human Paperclip Maximizer: Goodhart's Law, Financial Optimization, and the Preconditions for AI Alignment","publication_year":2026,"publication_date":"2026-11-06","ids":{"openalex":"https://openalex.org/W7225455208","doi":"https://doi.org/10.5281/zenodo.24026511"},"language":"en","primary_location":{"id":"doi:10.5281/zenodo.24026511","doi":"https://doi.org/10.5281/zenodo.24026511","is_oa":true,"landing_page_url":"https://doi.org/10.5281/zenodo.24026511","pdf_url":null,"source":{"id":"https://openalex.org/S4306400562","display_name":"Zenodo (CERN European Organization for Nuclear Research)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I67311998","host_organization_name":"European Organization for Nuclear Research","host_organization_lineage":["https://openalex.org/I67311998"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":null,"is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"Preprint"},"volume":null,"type":"preprint","is_traditional":true,"indexed_in":["datacite"],"open_access":{"is_oa":true,"oa_status":"green","oa_url":"https://doi.org/10.5281/zenodo.24026511","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5041766127","display_name":"Hugo M. Latapie","orcid":"https://orcid.org/0000-0003-2755-5930","observed_orcids":["https://orcid.org/0000-0003-2755-5930"]},"institutions":[],"countries":[],"is_corresponding":true,"raw_author_name":"Latapie, Hugo","raw_affiliation_strings":["Taijitu AI Inc"],"raw_orcid":"https://orcid.org/0000-0003-2755-5930","affiliations":[{"raw_affiliation_string":"Taijitu AI Inc","institution_ids":[]}]}],"institutions":[],"countries_distinct_count":0,"institutions_distinct_count":0,"corresponding_author_ids":["https://openalex.org/A5041766127"],"corresponding_institution_ids":[],"apc_list":null,"apc_paid":null,"fwci":null,"has_fulltext":false,"cited_by_count":0,"citation_normalized_percentile":null,"cited_by_percentile_year":null,"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T10883","display_name":"Ethics and Social Impacts of AI","score":0.7401999831199646,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},"topics":[{"id":"https://openalex.org/T10883","display_name":"Ethics and Social Impacts of AI","score":0.7401999831199646,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}},{"id":"https://openalex.org/T10785","display_name":"Economic Theory and Institutions","score":0.10239999741315842,"subfield":{"id":"https://openalex.org/subfields/2002","display_name":"Economics and Econometrics"},"field":{"id":"https://openalex.org/fields/20","display_name":"Economics, Econometrics and Finance"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T13610","display_name":"Society, Economy, and Ethics Research","score":0.023399999365210533,"subfield":{"id":"https://openalex.org/subfields/3312","display_name":"Sociology and Political Science"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/goodhart-s-law","display_name":"Goodhart's law","score":0.8619999885559082},{"id":"https://openalex.org/keywords/ai-alignment","display_name":"AI alignment","score":0.7829999923706055},{"id":"https://openalex.org/keywords/financial-optimization","display_name":"financial optimization","score":0.6420000195503235},{"id":"https://openalex.org/keywords/asset-revaluation","display_name":"asset revaluation","score":0.7009999752044678},{"id":"https://openalex.org/keywords/housing-access","display_name":"housing access","score":0.9039999842643738},{"id":"https://openalex.org/keywords/financial-claims","display_name":"financial claims","score":0.8119999766349792},{"id":"https://openalex.org/keywords/monetary-policy","display_name":"monetary policy","score":0.7250000238418579},{"id":"https://openalex.org/keywords/market-discovery","display_name":"market discovery","score":0.7200000286102295},{"id":"https://openalex.org/keywords/human-purpose","display_name":"human purpose","score":0.5109999775886536},{"id":"https://openalex.org/keywords/declaration-of-independence","display_name":"Declaration of Independence","score":0.6510000228881836}],"concepts":[{"id":"https://openalex.org/C76178495","wikidata":"https://www.wikidata.org/wiki/Q4808784","display_name":"Asset (computer security)","level":2,"score":0.5730000138282776},{"id":"https://openalex.org/C19244329","wikidata":"https://www.wikidata.org/wiki/Q208697","display_name":"Financial market","level":2,"score":0.5123999714851379},{"id":"https://openalex.org/C107645774","wikidata":"https://www.wikidata.org/wiki/Q5467169","display_name":"Human resources","level":2,"score":0.4731999933719635},{"id":"https://openalex.org/C162324750","wikidata":"https://www.wikidata.org/wiki/Q8134","display_name":"Economics","level":0,"score":0.4609000086784363},{"id":"https://openalex.org/C10138342","wikidata":"https://www.wikidata.org/wiki/Q43015","display_name":"Finance","level":1,"score":0.4422999918460846},{"id":"https://openalex.org/C144133560","wikidata":"https://www.wikidata.org/wiki/Q4830453","display_name":"Business","level":0,"score":0.44110000133514404},{"id":"https://openalex.org/C35651441","wikidata":"https://www.wikidata.org/wiki/Q625303","display_name":"Independence (probability theory)","level":2,"score":0.4325999915599823},{"id":"https://openalex.org/C122302079","wikidata":"https://www.wikidata.org/wiki/Q8432","display_name":"Civilization","level":2,"score":0.41749998927116394},{"id":"https://openalex.org/C138147947","wikidata":"https://www.wikidata.org/wiki/Q1183659","display_name":"Declaration","level":2,"score":0.4065999984741211},{"id":"https://openalex.org/C2778348673","wikidata":"https://www.wikidata.org/wiki/Q739302","display_name":"Production (economics)","level":2,"score":0.40059998631477356},{"id":"https://openalex.org/C2778137410","wikidata":"https://www.wikidata.org/wiki/Q2732820","display_name":"Government (linguistics)","level":2,"score":0.37059998512268066},{"id":"https://openalex.org/C2778607876","wikidata":"https://www.wikidata.org/wiki/Q1464916","display_name":"Declaration of independence","level":3,"score":0.36820000410079956},{"id":"https://openalex.org/C2775844827","wikidata":"https://www.wikidata.org/wiki/Q1057040","display_name":"Financial independence","level":2,"score":0.367900013923645},{"id":"https://openalex.org/C2780009758","wikidata":"https://www.wikidata.org/wiki/Q6804172","display_name":"Measure (data warehouse)","level":2,"score":0.2858000099658966},{"id":"https://openalex.org/C2775924081","wikidata":"https://www.wikidata.org/wiki/Q55608371","display_name":"Control (management)","level":2,"score":0.27300000190734863},{"id":"https://openalex.org/C191654821","wikidata":"https://www.wikidata.org/wiki/Q247506","display_name":"Financial instrument","level":2,"score":0.2630999982357025},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.25130000710487366}],"mesh":[],"locations_count":2,"locations":[{"id":"doi:10.5281/zenodo.24026511","doi":"https://doi.org/10.5281/zenodo.24026511","is_oa":true,"landing_page_url":"https://doi.org/10.5281/zenodo.24026511","pdf_url":null,"source":{"id":"https://openalex.org/S4306400562","display_name":"Zenodo (CERN European Organization for Nuclear Research)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I67311998","host_organization_name":"European Organization for Nuclear Research","host_organization_lineage":["https://openalex.org/I67311998"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":null,"is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"Preprint"},{"id":"doi:10.5281/zenodo.24026512","doi":"https://doi.org/10.5281/zenodo.24026512","is_oa":true,"landing_page_url":"https://doi.org/10.5281/zenodo.24026512","pdf_url":null,"source":{"id":"https://openalex.org/S4306400562","display_name":"Zenodo (CERN European Organization for Nuclear Research)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I67311998","host_organization_name":"European Organization for Nuclear Research","host_organization_lineage":["https://openalex.org/I67311998"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":null,"is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"Preprint"}],"best_oa_location":{"id":"doi:10.5281/zenodo.24026511","doi":"https://doi.org/10.5281/zenodo.24026511","is_oa":true,"landing_page_url":"https://doi.org/10.5281/zenodo.24026511","pdf_url":null,"source":{"id":"https://openalex.org/S4306400562","display_name":"Zenodo (CERN European Organization for Nuclear Research)","issn_l":null,"issn":null,"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I67311998","host_organization_name":"European Organization for Nuclear Research","host_organization_lineage":["https://openalex.org/I67311998"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":null,"is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"Preprint"},"sustainable_development_goals":[],"study_designs":[],"awards":[],"funders":[],"has_content":{"pdf":false,"grobid_xml":false},"content_urls":null,"referenced_works_count":0,"referenced_works":[],"related_works":["https://openalex.org/W4412719992","https://openalex.org/W7089143114","https://openalex.org/W7221435175","https://openalex.org/W7160498875","https://openalex.org/W7213288389","https://openalex.org/W6959858691","https://openalex.org/W7134174927","https://openalex.org/W7213411677","https://openalex.org/W7108218073","https://openalex.org/W7150954898"],"abstract_inverted_index":{"Imagine":[0],"an":[1,30],"AI":[2],"that":[3,23,80,128],"makes":[4],"so":[5],"many":[6],"paperclips":[7],"it":[8,25,142],"consumes":[9],"resources":[10],"needed":[11],"for":[12,137,143],"human":[13,39,76,121],"life.":[14],"Its":[15],"measure":[16],"of":[17,92,98,105],"success":[18,63],"has":[19],"displaced":[20],"the":[21,45,103,134],"purpose":[22],"made":[24],"valuable.":[26],"This":[27],"failure":[28],"shares":[29],"optimization":[31],"structure":[32],"with":[33,140],"Goodhart's":[34],"law,":[35],"which":[36],"arose":[37],"from":[38],"monetary":[40],"policy.":[41],"The":[42,90],"connection":[43],"turns":[44],"question":[46],"toward":[47],"civilization":[48],"itself.":[49],"Markets":[50],"became":[51],"powerful":[52],"by":[53],"responding":[54],"to":[55,115,119,125],"dispersed":[56],"knowledge":[57],"and":[58,87,102,123],"changing":[59],"reality.":[60],"Yet":[61],"financial":[62,83],"can":[64,108],"increasingly":[65],"depend":[66],"on":[67],"accumulating":[68],"claims":[69],"over":[70],"future":[71],"production":[72],"rather":[73],"than":[74],"expanding":[75],"possibilities.":[77],"We":[78],"examine":[79],"hypothesis":[81],"through":[82],"claims,":[84],"asset":[85],"revaluation,":[86],"housing":[88],"access.":[89],"Declaration":[91],"Independence":[93],"supplies":[94],"a":[95],"different":[96],"account":[97],"purpose:":[99],"life,":[100],"liberty,":[101],"pursuit":[104],"happiness.":[106],"Enterprises":[107],"preserve":[109],"market":[110],"discovery":[111],"while":[112],"organizing":[113],"first":[114],"avoid":[116],"harm,":[117],"then":[118],"create":[120],"benefit,":[122],"finally":[124],"earn":[126],"returns":[127],"sustain":[129],"their":[130],"work.":[131],"Perhaps":[132],"solving":[133,141],"paperclip":[135],"problem":[136],"machines":[138],"begins":[139],"ourselves.":[144]},"counts_by_year":[],"updated_date":"2026-11-09T13:22:03.289127","created_date":"2026-11-08T00:00:00"}
