{"id":"https://openalex.org/W4385292919","doi":"https://doi.org/10.48550/arxiv.2307.13658","title":"Towards AI Transparency and Accountability: A Global Framework for Exchanging Information on AI Systems","display_name":"Towards AI Transparency and Accountability: A Global Framework for Exchanging Information on AI Systems","publication_year":2023,"publication_date":"2023-07-25","ids":{"openalex":"https://openalex.org/W4385292919","doi":"https://doi.org/10.48550/arxiv.2307.13658"},"language":"en","primary_location":{"id":"pmh:oai:arXiv.org:2307.13658","doi":null,"is_oa":true,"landing_page_url":"http://arxiv.org/abs/2307.13658","pdf_url":"https://arxiv.org/pdf/2307.13658","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":"2331-8422","issn":["2331-8422"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"text"},"volume":null,"type":"preprint","indexed_in":["arxiv","datacite"],"open_access":{"is_oa":true,"oa_status":"green","oa_url":"https://arxiv.org/pdf/2307.13658","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":null,"display_name":"Buckley, Warren","orcid":null,"observed_orcids":[]},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Buckley, Warren","raw_affiliation_strings":[],"raw_orcid":null,"affiliations":[]},{"author_position":"middle","author":{"id":null,"display_name":"Byrne, Adrian","orcid":null,"observed_orcids":[]},"institutions":[{"id":"https://openalex.org/I100930933","display_name":"University College Dublin","ror":"https://ror.org/05m7pjf47","country_code":"IE","type":"education","lineage":["https://openalex.org/I100930933"]}],"countries":["IE"],"is_corresponding":false,"raw_author_name":"Byrne, Adrian","raw_affiliation_strings":["University College Dublin , Dublin , Ireland,","University College Dublin , Ireland"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"University College Dublin , Dublin , Ireland,","institution_ids":["https://openalex.org/I100930933"]},{"raw_affiliation_string":"University College Dublin , Ireland","institution_ids":["https://openalex.org/I100930933"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5014459778","display_name":"Nicholas Perello","orcid":"https://orcid.org/0009-0001-2693-9011","observed_orcids":["https://orcid.org/0009-0001-2693-9011"]},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Perello, Nicholas","raw_affiliation_strings":[],"raw_orcid":null,"affiliations":[]},{"author_position":"middle","author":{"id":null,"display_name":"Cousins, Cyrus","orcid":null,"observed_orcids":[]},"institutions":[{"id":"https://openalex.org/I170897317","display_name":"Duke University","ror":"https://ror.org/00py81415","country_code":"US","type":"education","lineage":["https://openalex.org/I170897317"]}],"countries":["US"],"is_corresponding":false,"raw_author_name":"Cousins, Cyrus","raw_affiliation_strings":["Duke University , USA"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"Duke University , USA","institution_ids":["https://openalex.org/I170897317"]}]},{"author_position":"middle","author":{"id":"https://openalex.org/A5046908604","display_name":"Taha Yasseri","orcid":"https://orcid.org/0000-0002-1800-6094","observed_orcids":["https://orcid.org/0000-0002-1800-6094"]},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Yasseri, Taha","raw_affiliation_strings":[],"raw_orcid":null,"affiliations":[]},{"author_position":"middle","author":{"id":"https://openalex.org/A5076656216","display_name":"Yair Zick","orcid":"https://orcid.org/0000-0002-0635-6230","observed_orcids":["https://orcid.org/0000-0002-0635-6230"]},"institutions":[],"countries":[],"is_corresponding":false,"raw_author_name":"Zick, Yair","raw_affiliation_strings":[],"raw_orcid":null,"affiliations":[]},{"author_position":"last","author":{"id":"https://openalex.org/A5063837575","display_name":"Przemyslaw A. Grabowicz","orcid":"https://orcid.org/0000-0002-6043-6928","observed_orcids":["https://orcid.org/0000-0002-6043-6928"]},"institutions":[{"id":"https://openalex.org/I100930933","display_name":"University College Dublin","ror":"https://ror.org/05m7pjf47","country_code":"IE","type":"education","lineage":["https://openalex.org/I100930933"]}],"countries":["IE"],"is_corresponding":false,"raw_author_name":"Grabowicz, Przemyslaw","raw_affiliation_strings":["University College Dublin , Ireland"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"University College Dublin , Ireland","institution_ids":["https://openalex.org/I100930933"]}]}],"institutions":[],"countries_distinct_count":2,"institutions_distinct_count":2,"corresponding_author_ids":[],"corresponding_institution_ids":[],"apc_list":null,"apc_paid":null,"fwci":null,"has_fulltext":true,"cited_by_count":2,"citation_normalized_percentile":null,"cited_by_percentile_year":null,"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T10883","display_name":"Ethics and Social Impacts of AI","score":0.6435999870300293,"subfield":{"id":"https://openalex.org/subfields/3311","display_name":"Safety Research"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T10883","display_name":"Ethics and Social Impacts of AI","score":0.6435999870300293,"subfield":{"id":"https://openalex.org/subfields/3311","display_name":"Safety Research"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T13364","display_name":"Digitalization, Law, and Regulation","score":0.34130001068115234,"subfield":{"id":"https://openalex.org/subfields/3308","display_name":"Law"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T12026","display_name":"Explainable Artificial Intelligence (XAI)","score":0.006899999920278788,"subfield":{"id":"https://openalex.org/subfields/1702","display_name":"Artificial Intelligence"},"field":{"id":"https://openalex.org/fields/17","display_name":"Computer Science"},"domain":{"id":"https://openalex.org/domains/3","display_name":"Physical Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/ai-transparency","display_name":"AI transparency","score":0.9929999709129333},{"id":"https://openalex.org/keywords/ai-accountability","display_name":"AI accountability","score":0.9559999704360962},{"id":"https://openalex.org/keywords/ai-regulation","display_name":"AI regulation","score":0.9210000038146973},{"id":"https://openalex.org/keywords/automated-assessment","display_name":"automated assessment","score":0.5249999761581421},{"id":"https://openalex.org/keywords/benchmarking","display_name":"benchmarking","score":0.7350000143051147},{"id":"https://openalex.org/keywords/overregulation","display_name":"overregulation","score":0.7570000290870667},{"id":"https://openalex.org/keywords/conformity-assessment","display_name":"conformity assessment","score":0.6439999938011169},{"id":"https://openalex.org/keywords/high-risk-ai-systems","display_name":"high-risk AI systems","score":0.8080000281333923},{"id":"https://openalex.org/keywords/eu-ai-act","display_name":"EU AI Act","score":0.7760000228881836},{"id":"https://openalex.org/keywords/open-standards","display_name":"open standards","score":0.31200000643730164}],"concepts":[{"id":"https://openalex.org/C2776007630","wikidata":"https://www.wikidata.org/wiki/Q2798912","display_name":"Accountability","level":2,"score":0.9412294626235962},{"id":"https://openalex.org/C2778605646","wikidata":"https://www.wikidata.org/wiki/Q223729","display_name":"White paper","level":2,"score":0.7824803590774536},{"id":"https://openalex.org/C177264268","wikidata":"https://www.wikidata.org/wiki/Q1514741","display_name":"Set (abstract data type)","level":2,"score":0.6211094260215759},{"id":"https://openalex.org/C26517878","wikidata":"https://www.wikidata.org/wiki/Q228039","display_name":"Key (lock)","level":2,"score":0.5779283046722412},{"id":"https://openalex.org/C56273599","wikidata":"https://www.wikidata.org/wiki/Q3122841","display_name":"White (mutation)","level":3,"score":0.5605921149253845},{"id":"https://openalex.org/C3116431","wikidata":"https://www.wikidata.org/wiki/Q31728","display_name":"Public administration","level":1,"score":0.5180187821388245},{"id":"https://openalex.org/C2780765947","wikidata":"https://www.wikidata.org/wiki/Q12033531","display_name":"Administration (probate law)","level":2,"score":0.4783417880535126},{"id":"https://openalex.org/C17744445","wikidata":"https://www.wikidata.org/wiki/Q36442","display_name":"Political science","level":0,"score":0.4248873293399811},{"id":"https://openalex.org/C39549134","wikidata":"https://www.wikidata.org/wiki/Q133080","display_name":"Public relations","level":1,"score":0.34199124574661255},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.26812130212783813},{"id":"https://openalex.org/C38652104","wikidata":"https://www.wikidata.org/wiki/Q3510521","display_name":"Computer security","level":1,"score":0.12505242228507996},{"id":"https://openalex.org/C199539241","wikidata":"https://www.wikidata.org/wiki/Q7748","display_name":"Law","level":1,"score":0.11166158318519592},{"id":"https://openalex.org/C185592680","wikidata":"https://www.wikidata.org/wiki/Q2329","display_name":"Chemistry","level":0,"score":0.0},{"id":"https://openalex.org/C55493867","wikidata":"https://www.wikidata.org/wiki/Q7094","display_name":"Biochemistry","level":1,"score":0.0},{"id":"https://openalex.org/C104317684","wikidata":"https://www.wikidata.org/wiki/Q7187","display_name":"Gene","level":2,"score":0.0},{"id":"https://openalex.org/C199360897","wikidata":"https://www.wikidata.org/wiki/Q9143","display_name":"Programming language","level":1,"score":0.0}],"mesh":[],"locations_count":2,"locations":[{"id":"pmh:oai:arXiv.org:2307.13658","doi":null,"is_oa":true,"landing_page_url":"http://arxiv.org/abs/2307.13658","pdf_url":"https://arxiv.org/pdf/2307.13658","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":"2331-8422","issn":["2331-8422"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"text"},{"id":"doi:10.48550/arxiv.2307.13658","doi":"https://doi.org/10.48550/arxiv.2307.13658","is_oa":true,"landing_page_url":"https://doi.org/10.48550/arxiv.2307.13658","pdf_url":null,"source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":"2331-8422","issn":["2331-8422"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":null,"is_accepted":false,"is_published":null,"raw_source_name":null,"raw_type":"Preprint"}],"best_oa_location":{"id":"pmh:oai:arXiv.org:2307.13658","doi":null,"is_oa":true,"landing_page_url":"http://arxiv.org/abs/2307.13658","pdf_url":"https://arxiv.org/pdf/2307.13658","source":{"id":"https://openalex.org/S4306400194","display_name":"arXiv (Cornell University)","issn_l":"2331-8422","issn":["2331-8422"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I205783295","host_organization_name":"Cornell University","host_organization_lineage":["https://openalex.org/I205783295"],"host_organization_lineage_names":[],"type":"repository"},"license":"cc-by","license_id":"https://openalex.org/licenses/cc-by","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"text"},"sustainable_development_goals":[{"score":0.6601999998092651,"display_name":"Peace, justice, and strong institutions","id":"https://metadata.un.org/sdg/16"}],"sustainable_development_goals_aurora":[],"study_designs":[],"awards":[],"funders":[],"has_content":{"grobid_xml":true,"pdf":true},"content_urls":{"pdf":"https://content.openalex.org/works/W4385292919.pdf","grobid_xml":"https://content.openalex.org/works/W4385292919.grobid-xml"},"referenced_works_count":0,"referenced_works":[],"related_works":["https://openalex.org/W2494121465","https://openalex.org/W4377233172","https://openalex.org/W1854749775","https://openalex.org/W2184303792","https://openalex.org/W2057120879","https://openalex.org/W616705313","https://openalex.org/W2171811465","https://openalex.org/W1985490921","https://openalex.org/W2120580112","https://openalex.org/W2492325008"],"abstract_inverted_index":{"We":[0],"propose":[1],"that":[2],"future":[3],"AI":[4,20,40,78,83,92,95,108,118,128],"transparency":[5,41,119],"and":[6,38,55,61,71,110,120],"accountability":[7,43,121],"regulations":[8],"are":[9],"based":[10],"on":[11],"an":[12,81],"open":[13,82],"global":[14],"standard":[15],"for":[16,114],"exchanging":[17],"information":[18],"about":[19],"systems,":[21],"which":[22],"allows":[23],"co-existence":[24],"of":[25,35,90,107],"potentially":[26],"conflicting":[27],"local":[28],"regulations.":[29],"Then,":[30],"we":[31],"discuss":[32],"key":[33],"components":[34],"a":[36,59],"lightweight":[37],"effective":[39],"and/or":[42],"regulation.":[44],"To":[45],"prevent":[46],"overregulation,":[47],"the":[48,103,125],"proposed":[49],"approach":[50],"encourages":[51],"collaboration":[52],"between":[53],"regulators":[54],"industry":[56],"to":[57,85,102],"create":[58],"scalable":[60],"cost-efficient":[62],"mutually":[63],"beneficial":[64],"solution.":[65],"This":[66],"includes":[67],"using":[68],"automated":[69],"assessments":[70,116],"benchmarks":[72],"with":[73],"results":[74],"transparently":[75],"communicated":[76],"through":[77],"cards":[79,96],"in":[80],"register":[84],"facilitate":[86],"meaningful":[87],"public":[88],"comparisons":[89],"competing":[91],"systems.":[93],"Such":[94],"should":[97],"report":[98],"standardized":[99],"measures":[100],"tailored":[101],"specific":[104],"high-risk":[105],"applications":[106],"systems":[109],"could":[111],"be":[112],"used":[113],"conformity":[115],"under":[117],"policies":[122],"such":[123],"as":[124],"European":[126],"Union's":[127],"Act.":[129]},"counts_by_year":[{"year":2024,"cited_by_count":2}],"updated_date":"2026-09-30T09:27:27.532063","created_date":"2025-10-10T00:00:00"}