{"id":"https://openalex.org/W40907782","doi":null,"title":"On the Effectiveness of Global Private Regulation: The Implementation of the Equator Principles by Multinational Banks","display_name":"On the Effectiveness of Global Private Regulation: The Implementation of the Equator Principles by Multinational Banks","publication_year":2011,"publication_date":"2011-01-01","ids":{"openalex":"https://openalex.org/W40907782","mag":"40907782"},"language":"en","primary_location":{"id":"pmh:oai:escholarship.org/ark:/13030/qt6975k5q1","doi":null,"is_oa":true,"landing_page_url":"https://escholarship.org/uc/item/6975k5q1","pdf_url":"https://escholarship.org/uc/item/6975k5q1","source":{"id":"https://openalex.org/S4306400115","display_name":"eScholarship (California Digital Library)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I2801248553","host_organization_name":"California Digital Library","host_organization_lineage":["https://openalex.org/I2801248553"],"host_organization_lineage_names":[],"type":"repository"},"license":"public-domain","license_id":"https://openalex.org/licenses/public-domain","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"etd"},"volume":null,"type":"dissertation","is_traditional":true,"indexed_in":[],"open_access":{"is_oa":true,"oa_status":"green","oa_url":"https://escholarship.org/uc/item/6975k5q1","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5049176827","display_name":"Ariel Meyerstein","orcid":null,"observed_orcids":[]},"institutions":[],"countries":[],"is_corresponding":true,"raw_author_name":"Ariel Meyerstein","raw_affiliation_strings":[],"raw_orcid":null,"affiliations":[]}],"institutions":[],"countries_distinct_count":0,"institutions_distinct_count":0,"corresponding_author_ids":["https://openalex.org/A5049176827"],"corresponding_institution_ids":[],"apc_list":null,"apc_paid":null,"fwci":null,"has_fulltext":true,"cited_by_count":2,"citation_normalized_percentile":null,"cited_by_percentile_year":null,"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T12185","display_name":"Regulation and Compliance Studies","score":0.6636000275611877,"subfield":{"id":"https://openalex.org/subfields/3321","display_name":"Public Administration"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T12185","display_name":"Regulation and Compliance Studies","score":0.6636000275611877,"subfield":{"id":"https://openalex.org/subfields/3321","display_name":"Public Administration"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T13074","display_name":"Global Financial Regulation and Crises","score":0.12020000070333481,"subfield":{"id":"https://openalex.org/subfields/2003","display_name":"Finance"},"field":{"id":"https://openalex.org/fields/20","display_name":"Economics, Econometrics and Finance"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T10344","display_name":"Management and Organizational Studies","score":0.08399999886751175,"subfield":{"id":"https://openalex.org/subfields/1407","display_name":"Organizational Behavior and Human Resource Management"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/equator-principles","display_name":"Equator Principles","score":1.0},{"id":"https://openalex.org/keywords/private-regulation","display_name":"private regulation","score":0.6449999809265137},{"id":"https://openalex.org/keywords/self-regulation","display_name":"self-regulation","score":0.7620000243186951},{"id":"https://openalex.org/keywords/multinational-banks","display_name":"multinational banks","score":0.953000009059906},{"id":"https://openalex.org/keywords/project-finance","display_name":"project financing","score":0.8420000076293945},{"id":"https://openalex.org/keywords/infrastructure-projects","display_name":"infrastructure projects","score":0.718999981880188},{"id":"https://openalex.org/keywords/environmental-and-social-risk-management","display_name":"environmental and social risk management","score":0.9570000171661377},{"id":"https://openalex.org/keywords/ngo-networks","display_name":"NGO networks","score":0.5180000066757202},{"id":"https://openalex.org/keywords/organizational-legitimacy","display_name":"organizational legitimacy","score":0.5450000166893005},{"id":"https://openalex.org/keywords/reputational-concerns","display_name":"reputational concerns","score":0.656000018119812},{"id":"https://openalex.org/keywords/isomorphism","display_name":"isomorphism","score":0.8080000281333923},{"id":"https://openalex.org/keywords/forced-relocation","display_name":"forced relocation","score":0.6769999861717224},{"id":"https://openalex.org/keywords/environmental-degradation","display_name":"environmental degradation","score":0.6520000100135803}],"concepts":[{"id":"https://openalex.org/C144133560","wikidata":"https://www.wikidata.org/wiki/Q4830453","display_name":"Business","level":0,"score":0.5297425985336304},{"id":"https://openalex.org/C39389867","wikidata":"https://www.wikidata.org/wiki/Q380767","display_name":"Corporate governance","level":2,"score":0.4920453727245331},{"id":"https://openalex.org/C46295352","wikidata":"https://www.wikidata.org/wiki/Q207982","display_name":"Legitimacy","level":3,"score":0.4864199161529541},{"id":"https://openalex.org/C158016649","wikidata":"https://www.wikidata.org/wiki/Q161726","display_name":"Multinational corporation","level":2,"score":0.47662508487701416},{"id":"https://openalex.org/C2908647359","wikidata":"https://www.wikidata.org/wiki/Q2625603","display_name":"Population","level":2,"score":0.47065702080726624},{"id":"https://openalex.org/C166357818","wikidata":"https://www.wikidata.org/wiki/Q3735938","display_name":"Recapitalization","level":2,"score":0.45412012934684753},{"id":"https://openalex.org/C2780643141","wikidata":"https://www.wikidata.org/wiki/Q819049","display_name":"Pledge","level":2,"score":0.421161413192749},{"id":"https://openalex.org/C120936955","wikidata":"https://www.wikidata.org/wiki/Q2155640","display_name":"Empirical research","level":2,"score":0.4100072383880615},{"id":"https://openalex.org/C107826830","wikidata":"https://www.wikidata.org/wiki/Q929380","display_name":"Environmental resource management","level":1,"score":0.33952218294143677},{"id":"https://openalex.org/C121955636","wikidata":"https://www.wikidata.org/wiki/Q4116214","display_name":"Accounting","level":1,"score":0.3351876139640808},{"id":"https://openalex.org/C162324750","wikidata":"https://www.wikidata.org/wiki/Q8134","display_name":"Economics","level":0,"score":0.3340730667114258},{"id":"https://openalex.org/C10138342","wikidata":"https://www.wikidata.org/wiki/Q43015","display_name":"Finance","level":1,"score":0.32478854060173035},{"id":"https://openalex.org/C17744445","wikidata":"https://www.wikidata.org/wiki/Q36442","display_name":"Political science","level":0,"score":0.2424064576625824},{"id":"https://openalex.org/C138885662","wikidata":"https://www.wikidata.org/wiki/Q5891","display_name":"Philosophy","level":0,"score":0.0},{"id":"https://openalex.org/C111472728","wikidata":"https://www.wikidata.org/wiki/Q9471","display_name":"Epistemology","level":1,"score":0.0},{"id":"https://openalex.org/C94625758","wikidata":"https://www.wikidata.org/wiki/Q7163","display_name":"Politics","level":2,"score":0.0},{"id":"https://openalex.org/C144024400","wikidata":"https://www.wikidata.org/wiki/Q21201","display_name":"Sociology","level":0,"score":0.0},{"id":"https://openalex.org/C199539241","wikidata":"https://www.wikidata.org/wiki/Q7748","display_name":"Law","level":1,"score":0.0},{"id":"https://openalex.org/C149923435","wikidata":"https://www.wikidata.org/wiki/Q37732","display_name":"Demography","level":1,"score":0.0}],"mesh":[],"locations_count":3,"locations":[{"id":"pmh:oai:escholarship.org/ark:/13030/qt6975k5q1","doi":null,"is_oa":true,"landing_page_url":"https://escholarship.org/uc/item/6975k5q1","pdf_url":"https://escholarship.org/uc/item/6975k5q1","source":{"id":"https://openalex.org/S4306400115","display_name":"eScholarship (California Digital Library)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I2801248553","host_organization_name":"California Digital Library","host_organization_lineage":["https://openalex.org/I2801248553"],"host_organization_lineage_names":[],"type":"repository"},"license":"public-domain","license_id":"https://openalex.org/licenses/public-domain","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"etd"},{"id":"pmh:qt6975k5q1","doi":null,"is_oa":false,"landing_page_url":"http://www.escholarship.org/uc/item/6975k5q1","pdf_url":null,"source":{"id":"https://openalex.org/S4306400115","display_name":"eScholarship (California Digital Library)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I2801248553","host_organization_name":"California Digital Library","host_organization_lineage":["https://openalex.org/I2801248553"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"Meyerstein, Ariel. (2011). On the Effectiveness of Global Private Regulation: The Implementation of the Equator Principles by Multinational Banks. UC Berkeley: Jurisprudence &amp; Social Policy. Retrieved from: http://www.escholarship.org/uc/item/6975k5q1","raw_type":"dissertation"},{"id":"mag:40907782","doi":null,"is_oa":false,"landing_page_url":"https://escholarship.org/content/qt6975k5q1/qt6975k5q1.pdf?t=mtfdko","pdf_url":null,"source":null,"license":null,"license_id":null,"version":null,"is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":null}],"best_oa_location":{"id":"pmh:oai:escholarship.org/ark:/13030/qt6975k5q1","doi":null,"is_oa":true,"landing_page_url":"https://escholarship.org/uc/item/6975k5q1","pdf_url":"https://escholarship.org/uc/item/6975k5q1","source":{"id":"https://openalex.org/S4306400115","display_name":"eScholarship (California Digital Library)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I2801248553","host_organization_name":"California Digital Library","host_organization_lineage":["https://openalex.org/I2801248553"],"host_organization_lineage_names":[],"type":"repository"},"license":"public-domain","license_id":"https://openalex.org/licenses/public-domain","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"etd"},"sustainable_development_goals":[{"id":"https://metadata.un.org/sdg/16","display_name":"Peace, justice, and strong institutions","score":0.6601999998092651},{"id":"https://metadata.un.org/sdg/17","display_name":"Partnerships for the goals","score":0.5217000246047974}],"study_designs":[],"awards":[],"funders":[{"id":"https://openalex.org/F4320337460","display_name":"Institute on Global Conflict and Cooperation, University of California, San Diego","ror":"https://ror.org/0168r3w48"}],"has_content":{"pdf":true,"grobid_xml":true},"content_urls":{"pdf":"https://content.openalex.org/works/W40907782.pdf","grobid_xml":"https://content.openalex.org/works/W40907782.grobid-xml"},"referenced_works_count":151,"referenced_works":["https://openalex.org/W2530910","https://openalex.org/W34027482","https://openalex.org/W76656463","https://openalex.org/W126445477","https://openalex.org/W195070608","https://openalex.org/W244254318","https://openalex.org/W305075134","https://openalex.org/W414107575","https://openalex.org/W561287726","https://openalex.org/W566563400","https://openalex.org/W569611011","https://openalex.org/W597267461","https://openalex.org/W627645933","https://openalex.org/W1201298920","https://openalex.org/W1471249994","https://openalex.org/W1521343165","https://openalex.org/W1525224291","https://openalex.org/W1526330077","https://openalex.org/W1533189346","https://openalex.org/W1559924327","https://openalex.org/W1569813172","https://openalex.org/W1570045713","https://openalex.org/W1572859552","https://openalex.org/W1576372720","https://openalex.org/W1576614263","https://openalex.org/W1586535313","https://openalex.org/W1587407128","https://openalex.org/W1595051401","https://openalex.org/W1596169349","https://openalex.org/W1607510394","https://openalex.org/W1642880993","https://openalex.org/W1684781464","https://openalex.org/W1781881057","https://openalex.org/W1843188035","https://openalex.org/W1894914262","https://openalex.org/W1902590179","https://openalex.org/W1919852363","https://openalex.org/W1945787723","https://openalex.org/W1951087066","https://openalex.org/W1961323796","https://openalex.org/W1965278510","https://openalex.org/W1966159520","https://openalex.org/W1969999617","https://openalex.org/W1974201242","https://openalex.org/W1974491836","https://openalex.org/W1974571174","https://openalex.org/W1975235566","https://openalex.org/W1979880695","https://openalex.org/W1981759308","https://openalex.org/W1981933182","https://openalex.org/W1984663208","https://openalex.org/W1985394700","https://openalex.org/W1985727537","https://openalex.org/W1985728544","https://openalex.org/W1989556964","https://openalex.org/W1992150715","https://openalex.org/W1992447764","https://openalex.org/W1993663609","https://openalex.org/W1996833810","https://openalex.org/W1999660206","https://openalex.org/W2000416441","https://openalex.org/W2001621870","https://openalex.org/W2004616145","https://openalex.org/W2006642924","https://openalex.org/W2015737526","https://openalex.org/W2030300113","https://openalex.org/W2031253752","https://openalex.org/W2034551919","https://openalex.org/W2035145957","https://openalex.org/W2039393881","https://openalex.org/W2043781085","https://openalex.org/W2044246988","https://openalex.org/W2045371085","https://openalex.org/W2046153741","https://openalex.org/W2047962121","https://openalex.org/W2048660128","https://openalex.org/W2056468434","https://openalex.org/W2057005672","https://openalex.org/W2057405009","https://openalex.org/W2059966722","https://openalex.org/W2061774617","https://openalex.org/W2062701406","https://openalex.org/W2066594049","https://openalex.org/W2068841455","https://openalex.org/W2070631858","https://openalex.org/W2072655461","https://openalex.org/W2075598653","https://openalex.org/W2077729868","https://openalex.org/W2096045362","https://openalex.org/W2096834814","https://openalex.org/W2097296643","https://openalex.org/W2100885023","https://openalex.org/W2101662706","https://openalex.org/W2103185416","https://openalex.org/W2111086211","https://openalex.org/W2113205607","https://openalex.org/W2118802352","https://openalex.org/W2119598440","https://openalex.org/W2120892092","https://openalex.org/W2120946983","https://openalex.org/W2121191282","https://openalex.org/W2124426314","https://openalex.org/W2124641308","https://openalex.org/W2130438405","https://openalex.org/W2131830051","https://openalex.org/W2131889355","https://openalex.org/W2133619533","https://openalex.org/W2135997961","https://openalex.org/W2140445296","https://openalex.org/W2140959592","https://openalex.org/W2143079975","https://openalex.org/W2146637469","https://openalex.org/W2150365804","https://openalex.org/W2154249768","https://openalex.org/W2156751726","https://openalex.org/W2157241724","https://openalex.org/W2159064086","https://openalex.org/W2162412465","https://openalex.org/W2175723801","https://openalex.org/W2188606058","https://openalex.org/W2217252706","https://openalex.org/W2240432200","https://openalex.org/W2254739151","https://openalex.org/W2262752443","https://openalex.org/W2266560693","https://openalex.org/W2316584026","https://openalex.org/W2336176570","https://openalex.org/W2481921163","https://openalex.org/W2483789669","https://openalex.org/W2497024413","https://openalex.org/W2597705999","https://openalex.org/W2610517057","https://openalex.org/W2753514269","https://openalex.org/W2950806308","https://openalex.org/W2973053305","https://openalex.org/W3030954994","https://openalex.org/W3121387920","https://openalex.org/W3122143112","https://openalex.org/W3122147131","https://openalex.org/W3122625685","https://openalex.org/W3122651816","https://openalex.org/W3123975952","https://openalex.org/W3124005494","https://openalex.org/W3124434814","https://openalex.org/W3124654100","https://openalex.org/W3124690259","https://openalex.org/W3125629800","https://openalex.org/W4205346357","https://openalex.org/W4212857601","https://openalex.org/W4235419099","https://openalex.org/W4242275683"],"related_works":["https://openalex.org/W1854606006","https://openalex.org/W2151600957","https://openalex.org/W2275490488","https://openalex.org/W4231239151","https://openalex.org/W1551247288","https://openalex.org/W561287726","https://openalex.org/W966671930","https://openalex.org/W2490453907","https://openalex.org/W2329662221","https://openalex.org/W2046153741"],"abstract_inverted_index":{"This":[0],"dissertation":[1,128],"presents":[2],"one":[3],"of":[4,9,12,18,32,43,136,145,155,159,178,208,240,259,264,286,289,298,304],"the":[5,10,13,19,25,83,121,134,139,146,156,171,185,199,206,209,238,244,262,270,281,287,296],"first":[6],"empirical":[7,215],"studies":[8],"implementation":[11],"Equator":[14,84,210],"Principles":[15,85,211],"by":[16],"some":[17],"largest":[20],"private":[21,33],"financial":[22],"institutions":[23,161],"in":[24,50,217],"world.":[26],"These":[27],"banks":[28,81],"created":[29],"this":[30,127],"regime":[31],"global":[34,176],"governance":[35],"to":[36,40,87,104,114,132,169,219,229,252,273,279],"standardize":[37],"industry":[38],"approaches":[39],"risk":[41,97],"management":[42,98],"large-scale":[44],"infrastructure":[45],"projects.":[46],"Particularly":[47],"when":[48],"constructed":[49],"weak":[51],"regulatory":[52],"environments,":[53,237],"these":[54,118],"projects":[55],"historically":[56],"have":[57,193],"been":[58,180],"criticized":[59],"for":[60,246],"their":[61,90],"adverse":[62],"impacts":[63],"on":[64,89,198,292],"local":[65],"populations,":[66],"including":[67],"environmental":[68,94],"degradation":[69],"and":[70,95,100,102,243,267,295],"forced":[71],"resettlement.":[72],"To":[73],"prevent":[74],"such":[75],"\"problem":[76],"projects\"":[77],"from":[78,109,235],"being":[79],"financed,":[80],"adopting":[82],"commit":[86],"imposing":[88],"borrowers":[91],"World":[92],"Bank":[93],"social":[96],"standards":[99],"procedures,":[101],"pledge":[103],"withhold":[105],"or":[106],"withdraw":[107],"funding":[108],"any":[110],"project":[111,200],"found":[112],"not":[113],"be":[115],"compliant":[116],"with":[117,184,277],"standards.":[119],"Using":[120],"EPs":[122],"as":[123,212,301],"a":[124,143,152,195,213,221,302],"case":[125],"study,":[126],"explores":[129],"different":[130],"ways":[131],"evaluate":[133],"effectiveness":[135],"self-regulation.":[137],"Overall,":[138],"study":[140,203,282],"finds":[141],"that":[142,191],"majority":[144],"24":[147],"surveyed":[148],"institutions,":[149],"which":[150,218],"constitute":[151],"representative":[153],"sample":[154],"larger":[157],"population":[158],"participating":[160],"along":[162],"key":[163,174],"criteria,":[164],"made":[165,194],"considerable":[166,189,284],"organizational":[167,247,254],"changes":[168],"implement":[170],"Principles.":[172],"Though":[173,261],"stakeholders--a":[175],"network":[177],"NGOs--have":[179],"less":[181],"than":[182],"satisfied":[183],"EPs,":[186],"there":[187],"is":[188],"evidence":[190,285],"they":[192],"substantial":[196],"impact":[197],"finance":[201],"industry.\\tThe":[202],"also":[204],"uses":[205],"example":[207],"further":[214],"setting":[216],"analyze":[220],"long-standing":[222],"debate":[223],"across":[224],"several":[225],"fields:":[226],"whether":[227],"(and":[228],"what":[230],"extent)":[231],"isomorphic":[232],"external":[233,290],"pressures":[234],"institutional":[236],"power":[239],"reputational":[241,299],"concerns,":[242],"quest":[245],"legitimacy":[248],"are":[249],"sufficient":[250],"forces":[251],"shape":[253],"behavior":[255,294],"absent":[256],"strong":[257,275],"mechanisms":[258],"enforcement.":[260],"challenges":[263],"data":[265],"gathering":[266],"measurability":[268],"constrain":[269],"researcher's":[271],"ability":[272],"draw":[274],"conclusions":[276],"respect":[278],"causality,":[280],"offers":[283],"influence":[288],"actors":[291],"bank":[293],"force":[297],"concerns":[300],"driver":[303],"\"compliance.\"":[305]},"counts_by_year":[{"year":2020,"cited_by_count":1},{"year":2015,"cited_by_count":1}],"updated_date":"2026-11-04T10:54:05.112534","created_date":"2016-06-24T00:00:00"}
