{"id":"https://openalex.org/W3089864048","doi":"https://doi.org/10.1061/(asce)co.1943-7862.0001932","title":"Text Mining of the Securities and Exchange Commission Financial Filings of Publicly Traded Construction Firms Using Deep Learning to Identify and Assess Risk","display_name":"Text Mining of the Securities and Exchange Commission Financial Filings of Publicly Traded Construction Firms Using Deep Learning to Identify and Assess Risk","publication_year":2020,"publication_date":"2020-09-29","ids":{"openalex":"https://openalex.org/W3089864048","doi":"https://doi.org/10.1061/(asce)co.1943-7862.0001932","mag":"3089864048"},"language":"en","primary_location":{"id":"doi:10.1061/(asce)co.1943-7862.0001932","doi":"https://doi.org/10.1061/(asce)co.1943-7862.0001932","is_oa":false,"landing_page_url":"https://doi.org/10.1061/(asce)co.1943-7862.0001932","pdf_url":null,"source":{"id":"https://openalex.org/S2764777209","display_name":"Journal of Construction Engineering and Management","issn_l":"0733-9364","issn":["0733-9364","1943-7862"],"is_oa":false,"is_in_doaj":false,"is_core":true,"listed_in":["abdc-a-star","anvur-class-a","anvur-scientific","cwts-core","dongbi-b","jufo-2","norway-2","poland-100","russia-white-list-1","vabb-shw"],"host_organization":"https://openalex.org/P4310315747","host_organization_name":"American Society of Civil Engineers","host_organization_lineage":["https://openalex.org/P4310315747"],"host_organization_lineage_names":["American Society of Civil Engineers"],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Journal of Construction Engineering and Management","raw_type":"journal-article"},"volume":null,"type":"article","is_traditional":true,"indexed_in":["crossref"],"open_access":{"is_oa":false,"oa_status":"closed","oa_url":null,"any_repository_has_fulltext":false},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5083507469","display_name":"Yashovardhan Jallan","orcid":"https://orcid.org/0000-0002-2076-0133","observed_orcids":["https://orcid.org/0000-0002-2076-0133"]},"institutions":[{"id":"https://openalex.org/I130701444","display_name":"Georgia Institute of Technology","ror":"https://ror.org/01zkghx44","country_code":"US","type":"education","lineage":["https://openalex.org/I130701444"]}],"countries":["US"],"is_corresponding":false,"raw_author_name":"Yashovardhan Jallan","raw_affiliation_strings":["Ph.D. Candidate, School of Civil and Environmental Engineering, Georgia Institute of Technology, Atlanta, GA 30332"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"Ph.D. Candidate, School of Civil and Environmental Engineering, Georgia Institute of Technology, Atlanta, GA 30332","institution_ids":["https://openalex.org/I130701444"]}]},{"author_position":"last","author":{"id":"https://openalex.org/A5087495976","display_name":"Baabak Ashuri","orcid":"https://orcid.org/0000-0002-4320-1035","observed_orcids":["https://orcid.org/0000-0002-4320-1035"]},"institutions":[{"id":"https://openalex.org/I130701444","display_name":"Georgia Institute of Technology","ror":"https://ror.org/01zkghx44","country_code":"US","type":"education","lineage":["https://openalex.org/I130701444"]}],"countries":["US"],"is_corresponding":true,"raw_author_name":"Baabak Ashuri","raw_affiliation_strings":["Professor, School of Civil and Environmental Engineering and School of Building Construction, Georgia Institute of Technology, Atlanta, GA 30332-0680 (corresponding author). ORCID: ","Professor, School of Civil and Environmental Engineering and School of Building Construction, Georgia Institute of Technology, Atlanta, GA 30332-0680. ORCID: https://orcid.org/0000-0002-4320-1035"],"raw_orcid":"https://orcid.org/0000-0002-4320-1035","affiliations":[{"raw_affiliation_string":"Professor, School of Civil and Environmental Engineering and School of Building Construction, Georgia Institute of Technology, Atlanta, GA 30332-0680 (corresponding author). ORCID: ","institution_ids":["https://openalex.org/I130701444"]},{"raw_affiliation_string":"Professor, School of Civil and Environmental Engineering and School of Building Construction, Georgia Institute of Technology, Atlanta, GA 30332-0680. ORCID: https://orcid.org/0000-0002-4320-1035","institution_ids":["https://openalex.org/I130701444"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":1,"corresponding_author_ids":["https://openalex.org/A5087495976"],"corresponding_institution_ids":["https://openalex.org/I130701444"],"apc_list":null,"apc_paid":null,"fwci":8.9371,"has_fulltext":false,"cited_by_count":36,"citation_normalized_percentile":{"value":0.9783456,"is_in_top_1_percent":false,"is_in_top_10_percent":true},"cited_by_percentile_year":{"min":95,"max":99},"biblio":{"volume":"146","issue":"12","first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T13910","display_name":"Computational and Text Analysis Methods","score":0.5425000190734863,"subfield":{"id":"https://openalex.org/subfields/3300","display_name":"General Social Sciences"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T13910","display_name":"Computational and Text Analysis Methods","score":0.5425000190734863,"subfield":{"id":"https://openalex.org/subfields/3300","display_name":"General Social Sciences"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T10081","display_name":"Auditing, Earnings Management, Governance","score":0.12189999967813492,"subfield":{"id":"https://openalex.org/subfields/1402","display_name":"Accounting"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T12276","display_name":"Risk Management in Financial Firms","score":0.06539999693632126,"subfield":{"id":"https://openalex.org/subfields/1402","display_name":"Accounting"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/risk-disclosure","display_name":"risk disclosure","score":0.7850000262260437},{"id":"https://openalex.org/keywords/construction-companies","display_name":"construction companies","score":0.6909999847412109},{"id":"https://openalex.org/keywords/10-k-reports","display_name":"10-K reports","score":0.781000018119812},{"id":"https://openalex.org/keywords/sec-filings","display_name":"SEC filings","score":0.7599999904632568},{"id":"https://openalex.org/keywords/risk-factor-identification","display_name":"risk factor identification","score":0.6690000295639038},{"id":"https://openalex.org/keywords/risk-classification","display_name":"risk classification","score":0.7799999713897705},{"id":"https://openalex.org/keywords/text-mining","display_name":"text mining","score":0.5600000023841858},{"id":"https://openalex.org/keywords/natural-language-processing","display_name":"natural language processing","score":0.9259999990463257},{"id":"https://openalex.org/keywords/fasttext","display_name":"FastText","score":0.9750000238418579},{"id":"https://openalex.org/keywords/listed-companies","display_name":"listed companies","score":0.8389999866485596},{"id":"https://openalex.org/keywords/operational-risk","display_name":"operational risk","score":0.8090000152587891},{"id":"https://openalex.org/keywords/financial-risk","display_name":"financial risk","score":0.9890000224113464},{"id":"https://openalex.org/keywords/technology-risk","display_name":"technological risk","score":0.6399999856948853},{"id":"https://openalex.org/keywords/reputational-risk","display_name":"reputational risk","score":0.7239999771118164},{"id":"https://openalex.org/keywords/third-party-risk","display_name":"third-party risk","score":0.9409999847412109},{"id":"https://openalex.org/keywords/information-asymmetry","display_name":"information asymmetry","score":0.6859999895095825},{"id":"https://openalex.org/keywords/risk-pricing","display_name":"risk pricing","score":0.6930000185966492}],"concepts":[{"id":"https://openalex.org/C48798503","wikidata":"https://www.wikidata.org/wiki/Q877546","display_name":"Reputation","level":2,"score":0.6406198143959045},{"id":"https://openalex.org/C144133560","wikidata":"https://www.wikidata.org/wiki/Q4830453","display_name":"Business","level":0,"score":0.6002089381217957},{"id":"https://openalex.org/C2776034101","wikidata":"https://www.wikidata.org/wiki/Q1509347","display_name":"Commission","level":2,"score":0.5988419651985168},{"id":"https://openalex.org/C116834253","wikidata":"https://www.wikidata.org/wiki/Q2039217","display_name":"Identification (biology)","level":2,"score":0.59424889087677},{"id":"https://openalex.org/C121955636","wikidata":"https://www.wikidata.org/wiki/Q4116214","display_name":"Accounting","level":1,"score":0.42713743448257446},{"id":"https://openalex.org/C76073288","wikidata":"https://www.wikidata.org/wiki/Q1337875","display_name":"Financial risk","level":2,"score":0.4246841073036194},{"id":"https://openalex.org/C10138342","wikidata":"https://www.wikidata.org/wiki/Q43015","display_name":"Finance","level":1,"score":0.40449896454811096},{"id":"https://openalex.org/C162118730","wikidata":"https://www.wikidata.org/wiki/Q1128453","display_name":"Actuarial science","level":1,"score":0.3949388563632965},{"id":"https://openalex.org/C144024400","wikidata":"https://www.wikidata.org/wiki/Q21201","display_name":"Sociology","level":0,"score":0.0},{"id":"https://openalex.org/C86803240","wikidata":"https://www.wikidata.org/wiki/Q420","display_name":"Biology","level":0,"score":0.0},{"id":"https://openalex.org/C59822182","wikidata":"https://www.wikidata.org/wiki/Q441","display_name":"Botany","level":1,"score":0.0},{"id":"https://openalex.org/C36289849","wikidata":"https://www.wikidata.org/wiki/Q34749","display_name":"Social science","level":1,"score":0.0}],"mesh":[],"locations_count":2,"locations":[{"id":"doi:10.1061/(asce)co.1943-7862.0001932","doi":"https://doi.org/10.1061/(asce)co.1943-7862.0001932","is_oa":false,"landing_page_url":"https://doi.org/10.1061/(asce)co.1943-7862.0001932","pdf_url":null,"source":{"id":"https://openalex.org/S2764777209","display_name":"Journal of Construction Engineering and Management","issn_l":"0733-9364","issn":["0733-9364","1943-7862"],"is_oa":false,"is_in_doaj":false,"is_core":true,"listed_in":["abdc-a-star","anvur-class-a","anvur-scientific","cwts-core","dongbi-b","jufo-2","norway-2","poland-100","russia-white-list-1","vabb-shw"],"host_organization":"https://openalex.org/P4310315747","host_organization_name":"American Society of Civil Engineers","host_organization_lineage":["https://openalex.org/P4310315747"],"host_organization_lineage_names":["American Society of Civil Engineers"],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"Journal of Construction Engineering and Management","raw_type":"journal-article"},{"id":"pmh:oai:smartech.gatech.edu:1853/63616","doi":null,"is_oa":false,"landing_page_url":"http://repository.gatech.edu/bitstreams/11641b69-da35-4ee4-81e0-38ade8017af8/download","pdf_url":null,"source":{"id":"https://openalex.org/S4377196313","display_name":"SMARTech Repository (Georgia Institute of Technology)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I130701444","host_organization_name":"Georgia Institute of Technology","host_organization_lineage":["https://openalex.org/I130701444"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"Dissertation"}],"best_oa_location":null,"sustainable_development_goals":[],"study_designs":[],"awards":[],"funders":[],"has_content":{"grobid_xml":false,"pdf":false},"content_urls":null,"referenced_works_count":24,"referenced_works":["https://openalex.org/W8870360","https://openalex.org/W104714016","https://openalex.org/W1554829397","https://openalex.org/W1601606576","https://openalex.org/W1880262756","https://openalex.org/W1978471563","https://openalex.org/W1987578762","https://openalex.org/W2054644187","https://openalex.org/W2086728231","https://openalex.org/W2146016545","https://openalex.org/W2149862039","https://openalex.org/W2152311353","https://openalex.org/W2207774637","https://openalex.org/W2327427907","https://openalex.org/W2493916176","https://openalex.org/W2740720869","https://openalex.org/W2748917130","https://openalex.org/W2793529526","https://openalex.org/W2893729929","https://openalex.org/W2909418764","https://openalex.org/W2925673132","https://openalex.org/W2960869366","https://openalex.org/W3121368557","https://openalex.org/W3123711279"],"related_works":["https://openalex.org/W1866528548","https://openalex.org/W2146016545","https://openalex.org/W7204467602","https://openalex.org/W7202373269","https://openalex.org/W7113202821","https://openalex.org/W7211941051","https://openalex.org/W4414334552","https://openalex.org/W4393415472","https://openalex.org/W2617150740","https://openalex.org/W4383816304"],"abstract_inverted_index":{"Risk":[0],"factor":[1],"identification":[2,206],"is":[3,12,251],"a":[4,40,44,196,202,237],"critical":[5],"topic":[6],"in":[7,135,152,170,231,307],"the":[8,15,24,58,70,113,136,141,153,165,171,193,219,254,308],"construction":[9,17,61,144,248,267,309],"industry.":[10],"It":[11,250],"vital":[13],"for":[14,205,304],"various":[16],"firms":[18],"and":[19,33,53,72,87,111,124,182,207,218,223,257,274,277,282,291,295],"industry":[20,221],"stakeholders":[21],"to":[22,51,81,92,107,162,269,285,299],"understand":[23,270],"different":[25],"types":[26,56],"of":[27,47,156,173,188,195,209,226,236,239],"risks":[28,126,271],"that":[29,122,241,253],"affect":[30],"their":[31,65,275,287,305],"businesses":[32],"financial":[34,125,179,297],"bottom":[35],"lines.":[36],"This":[37],"research":[38,190],"created":[39],"systematic":[41],"methodology":[42,198,256],"implementing":[43],"new":[45,197],"set":[46],"text":[48,85,114],"mining":[49,86],"methods":[50],"identify":[52,108],"classify":[54,112],"risk":[55,109,117,137,158,203,210,232,288],"affecting":[57,272],"publicly":[59,142,265],"traded":[60,143,266],"companies,":[62],"by":[63,140,234,247,263],"leveraging":[64],"10-K":[66],"reports":[67],"filed":[68,139],"with":[69,128],"Securities":[71],"Exchange":[73],"Commission":[74],"(SEC).":[75],"A":[76,98,146],"structured":[77],"procedure":[78],"was":[79,105,150],"developed":[80,255],"apply":[82],"advancements":[83],"from":[84,95,160],"natural":[88],"language":[89],"processing":[90],"(NLP)":[91],"extract":[93],"information":[94,229],"textual":[96],"disclosures.":[97],"state-of-the-art":[99],"deep":[100],"learning":[101],"algorithm":[102],"named":[103],"FastText":[104],"implemented":[106],"patterns":[110],"into":[115],"appropriate":[116],"types.":[118],"Key":[119],"findings":[120],"showed":[121],"operational":[123],"associated":[127],"doing":[129],"business":[130],"most":[131],"commonly":[132],"are":[133,191],"disclosed":[134],"disclosures":[138,159],"firms.":[145],"steady":[147],"monotonic":[148],"increase":[149],"found":[151],"average":[154],"number":[155],"total":[157],"2006":[161],"2018.":[163],"Over":[164],"same":[166],"period,":[167],"growth":[168],"occurred":[169],"proportion":[172],"technology":[174],"risks,":[175,178],"reputation/intangible":[176],"assets":[177],"markets":[180],"risk,":[181],"third-party":[183],"risks.":[184],"The":[185],"primary":[186],"contributions":[187],"this":[189],"(1)":[192,264],"development":[194],"which":[199],"serves":[200],"as":[201],"thermometer":[204],"quantification":[208],"at":[211],"an":[212],"individual":[213],"company":[214],"level,":[215,217],"subindustry":[216],"overall":[220],"level;":[222],"(2)":[224,278],"minimization":[225],"any":[227],"existing":[228],"asymmetry":[230],"studies":[233],"utilization":[235],"source":[238],"data":[240],"previously":[242],"has":[243],"not":[244],"been":[245],"used":[246,262],"researchers.":[249],"anticipated":[252],"its":[258],"results":[259],"can":[260],"be":[261],"companies":[268,281],"themselves":[273],"peers;":[276],"surety":[279],"bond":[280],"insurance":[283],"providers":[284],"supplement":[286],"pricing":[289],"models;":[290],"(3)":[292],"equity":[293],"investors":[294],"capital":[296],"institutions":[298],"make":[300],"more-informed":[301],"risk-based":[302],"decisions":[303],"investments":[306],"business.":[310]},"counts_by_year":[{"year":2026,"cited_by_count":6},{"year":2025,"cited_by_count":5},{"year":2024,"cited_by_count":7},{"year":2023,"cited_by_count":5},{"year":2022,"cited_by_count":10},{"year":2021,"cited_by_count":3}],"updated_date":"2026-11-07T11:25:07.637180","created_date":"2020-10-08T00:00:00"}
