{"id":"https://openalex.org/W293101499","doi":null,"title":"An Analysis of Enforcement Actions Settled by the U.S. Securities and Exchange Commission and the U.S. Department of Justice for Violations of the Foreign Corrupt Practices Act: 2006\u20122013","display_name":"An Analysis of Enforcement Actions Settled by the U.S. Securities and Exchange Commission and the U.S. Department of Justice for Violations of the Foreign Corrupt Practices Act: 2006\u20122013","publication_year":2015,"publication_date":"2015-03-24","ids":{"openalex":"https://openalex.org/W293101499","mag":"293101499"},"language":"en","primary_location":{"id":"pmh:oai:ojs2.jaepp.org:article/149","doi":null,"is_oa":true,"landing_page_url":"https://jaepp.org/index.php/jaepp/article/view/149","pdf_url":"https://jaepp.org/index.php/jaepp/article/download/149/150","source":{"id":"https://openalex.org/S4387997814","display_name":"Journal of Accounting Ethics & Public Policy","issn_l":"1089-652X","issn":["1089-652X","2956-8390"],"is_oa":true,"is_in_doaj":false,"is_core":true,"listed_in":["abdc-c","cwts-core","poland-20"],"host_organization":null,"host_organization_name":null,"host_organization_lineage":[],"host_organization_lineage_names":[],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"10.60154/jaepp.2015.v16n1","raw_type":"info:eu-repo/semantics/article"},"volume":null,"type":"article","is_traditional":true,"indexed_in":[],"open_access":{"is_oa":true,"oa_status":"diamond","oa_url":"https://jaepp.org/index.php/jaepp/article/download/149/150","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5024310502","display_name":"Helen M. Roybark","orcid":null,"observed_orcids":[]},"institutions":[{"id":"https://openalex.org/I53559539","display_name":"Radford University","ror":"https://ror.org/04647g470","country_code":"US","type":"education","lineage":["https://openalex.org/I53559539"]}],"countries":["US"],"is_corresponding":true,"raw_author_name":"Helen M. Roybark","raw_affiliation_strings":["Radford University - College of Business and Economics"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"Radford University - College of Business and Economics","institution_ids":["https://openalex.org/I53559539"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":1,"corresponding_author_ids":["https://openalex.org/A5024310502"],"corresponding_institution_ids":["https://openalex.org/I53559539"],"apc_list":null,"apc_paid":null,"fwci":3.2543,"has_fulltext":true,"cited_by_count":40,"citation_normalized_percentile":{"value":0.91791925,"is_in_top_1_percent":false,"is_in_top_10_percent":true},"cited_by_percentile_year":{"min":88,"max":100},"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T11042","display_name":"Corruption and Economic Development","score":0.5723000168800354,"subfield":{"id":"https://openalex.org/subfields/3312","display_name":"Sociology and Political Science"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T11042","display_name":"Corruption and Economic Development","score":0.5723000168800354,"subfield":{"id":"https://openalex.org/subfields/3312","display_name":"Sociology and Political Science"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T14373","display_name":"Securities Regulation and Market Practices","score":0.1590999960899353,"subfield":{"id":"https://openalex.org/subfields/3308","display_name":"Law"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T12185","display_name":"Regulation and Compliance Studies","score":0.07240000367164612,"subfield":{"id":"https://openalex.org/subfields/3321","display_name":"Public Administration"},"field":{"id":"https://openalex.org/fields/33","display_name":"Social Sciences"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/foreign-corrupt-practices-act","display_name":"Foreign Corrupt Practices Act","score":1.0},{"id":"https://openalex.org/keywords/bribery-of-foreign-officials","display_name":"bribery of foreign officials","score":0.7409999966621399},{"id":"https://openalex.org/keywords/securities-and-exchange-commission","display_name":"Securities and Exchange Commission","score":0.8059999942779541},{"id":"https://openalex.org/keywords/department-of-justice","display_name":"Department of Justice","score":0.9589999914169312},{"id":"https://openalex.org/keywords/financial-statement-fraud","display_name":"financial statement fraud","score":0.5540000200271606},{"id":"https://openalex.org/keywords/unfair-commercial-practices","display_name":"unfair commercial practices","score":0.8019999861717224},{"id":"https://openalex.org/keywords/corporate-compliance","display_name":"corporate compliance","score":0.3959999978542328}],"concepts":[{"id":"https://openalex.org/C2776529989","wikidata":"https://www.wikidata.org/wiki/Q471295","display_name":"Foreign Corrupt Practices Act","level":3,"score":0.979723334312439},{"id":"https://openalex.org/C2779777834","wikidata":"https://www.wikidata.org/wiki/Q4202277","display_name":"Enforcement","level":2,"score":0.8445573449134827},{"id":"https://openalex.org/C2776034101","wikidata":"https://www.wikidata.org/wiki/Q1509347","display_name":"Commission","level":2,"score":0.7973818778991699},{"id":"https://openalex.org/C139621336","wikidata":"https://www.wikidata.org/wiki/Q3190382","display_name":"Economic Justice","level":2,"score":0.6633455157279968},{"id":"https://openalex.org/C144133560","wikidata":"https://www.wikidata.org/wiki/Q4830453","display_name":"Business","level":0,"score":0.6367323994636536},{"id":"https://openalex.org/C121955636","wikidata":"https://www.wikidata.org/wiki/Q4116214","display_name":"Accounting","level":1,"score":0.39602118730545044},{"id":"https://openalex.org/C199539241","wikidata":"https://www.wikidata.org/wiki/Q7748","display_name":"Law","level":1,"score":0.383350670337677},{"id":"https://openalex.org/C17744445","wikidata":"https://www.wikidata.org/wiki/Q36442","display_name":"Political science","level":0,"score":0.2831725478172302},{"id":"https://openalex.org/C10138342","wikidata":"https://www.wikidata.org/wiki/Q43015","display_name":"Finance","level":1,"score":0.18908053636550903}],"mesh":[],"locations_count":2,"locations":[{"id":"pmh:oai:ojs2.jaepp.org:article/149","doi":null,"is_oa":true,"landing_page_url":"https://jaepp.org/index.php/jaepp/article/view/149","pdf_url":"https://jaepp.org/index.php/jaepp/article/download/149/150","source":{"id":"https://openalex.org/S4387997814","display_name":"Journal of Accounting Ethics & Public Policy","issn_l":"1089-652X","issn":["1089-652X","2956-8390"],"is_oa":true,"is_in_doaj":false,"is_core":true,"listed_in":["abdc-c","cwts-core","poland-20"],"host_organization":null,"host_organization_name":null,"host_organization_lineage":[],"host_organization_lineage_names":[],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"10.60154/jaepp.2015.v16n1","raw_type":"info:eu-repo/semantics/article"},{"id":"mag:293101499","doi":null,"is_oa":true,"landing_page_url":"https://papers.ssrn.com/sol3/Delivery.cfm/SSRN_ID2598537_code2139.pdf?abstractid=2598537&mirid=1","pdf_url":null,"source":{"id":"https://openalex.org/S4210172589","display_name":"SSRN Electronic Journal","issn_l":"1556-5068","issn":["1556-5068"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I1318003438","host_organization_name":"RELX Group (Netherlands)","host_organization_lineage":["https://openalex.org/I1318003438"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"SSRN Electronic Journal","raw_type":null}],"best_oa_location":{"id":"pmh:oai:ojs2.jaepp.org:article/149","doi":null,"is_oa":true,"landing_page_url":"https://jaepp.org/index.php/jaepp/article/view/149","pdf_url":"https://jaepp.org/index.php/jaepp/article/download/149/150","source":{"id":"https://openalex.org/S4387997814","display_name":"Journal of Accounting Ethics & Public Policy","issn_l":"1089-652X","issn":["1089-652X","2956-8390"],"is_oa":true,"is_in_doaj":false,"is_core":true,"listed_in":["abdc-c","cwts-core","poland-20"],"host_organization":null,"host_organization_name":null,"host_organization_lineage":[],"host_organization_lineage_names":[],"type":"journal"},"license":null,"license_id":null,"version":"publishedVersion","is_accepted":true,"is_published":true,"raw_source_name":"10.60154/jaepp.2015.v16n1","raw_type":"info:eu-repo/semantics/article"},"sustainable_development_goals":[{"display_name":"Peace, justice, and strong institutions","score":0.9595999717712402,"id":"https://metadata.un.org/sdg/16"}],"study_designs":[],"awards":[],"funders":[],"has_content":{"pdf":true,"grobid_xml":true},"content_urls":{"pdf":"https://content.openalex.org/works/W293101499.pdf","grobid_xml":"https://content.openalex.org/works/W293101499.grobid-xml"},"referenced_works_count":0,"referenced_works":[],"related_works":["https://openalex.org/W830587181","https://openalex.org/W2065754630","https://openalex.org/W7037697013","https://openalex.org/W4213350734","https://openalex.org/W166246173","https://openalex.org/W2490232802","https://openalex.org/W4391906627","https://openalex.org/W1556017810","https://openalex.org/W4402655632","https://openalex.org/W2121356689"],"abstract_inverted_index":{"Efficient":[0],"capital":[1],"markets":[2],"and":[3,27,29,34,50,95,99,119,127],"public":[4,48],"confidence":[5],"require":[6],"honest":[7,42],"actors.":[8],"This":[9],"is":[10],"even":[11],"more":[12],"important":[13],"in":[14,63,65],"today's":[15],"global":[16],"marketplace.":[17],"Unfair":[18],"business":[19,82],"practices":[20,83],"such":[21,68],"as":[22],"bribery":[23],"of":[24,31,73,108],"foreign":[25],"officials":[26],"maintaining":[28],"reporting":[30],"inaccurate":[32],"books":[33],"records":[35],"create":[36],"an":[37],"unlevel":[38],"playing":[39],"field":[40],"for":[41],"businesses,":[43],"reduce":[44],"market":[45],"efficiency,":[46],"undermine":[47],"confidence,":[49],"leads":[51],"to":[52,67,77],"increased":[53],"regulation.":[54],"Congress":[55],"enacted":[56],"the":[57,78,92,105,117,120],"Foreign":[58],"Corrupt":[59],"Practices":[60],"Act":[61],"(FCPA)":[62],"1977":[64],"response":[66],"unfair":[69,81],"practices.":[70],"The":[71],"purpose":[72],"this":[74],"study":[75],"adds":[76],"literature":[79],"on":[80],"by":[84,91,104,116],"analyzing":[85],"98":[86],"FCPA":[87],"enforcement":[88,101],"actions":[89,102],"settled":[90,103,115],"U.S.":[93,106],"Securities":[94],"Exchange":[96],"Commission":[97],"(SEC)":[98],"parallel":[100],"Department":[107],"Justice":[109],"(DOJ)":[110],"during":[111,122],"2006\u20122013.":[112],"Total":[113],"judgments":[114],"SEC":[118],"DOJ":[121],"2006\u20122013":[123],"were":[124],"$1.882":[125],"billion":[126],"$2.475":[128],"billion,":[129],"respectively.":[130]},"counts_by_year":[{"year":2025,"cited_by_count":35},{"year":2023,"cited_by_count":1},{"year":2018,"cited_by_count":2},{"year":2016,"cited_by_count":1},{"year":2015,"cited_by_count":1}],"updated_date":"2026-10-11T09:32:39.932853","created_date":"2016-06-24T00:00:00"}