{"id":"https://openalex.org/W2017543396","doi":"https://doi.org/10.2139/ssrn.1809683","title":"Internal and External Discipline Following Securities Class Actions","display_name":"Internal and External Discipline Following Securities Class Actions","publication_year":2011,"publication_date":"2011-01-01","ids":{"openalex":"https://openalex.org/W2017543396","doi":"https://doi.org/10.2139/ssrn.1809683","mag":"2017543396"},"language":"en","primary_location":{"id":"doi:10.2139/ssrn.1809683","doi":"https://doi.org/10.2139/ssrn.1809683","is_oa":true,"landing_page_url":"https://doi.org/10.2139/ssrn.1809683","pdf_url":null,"source":{"id":"https://openalex.org/S4210172589","display_name":"SSRN Electronic Journal","issn_l":"1556-5068","issn":["1556-5068"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I1318003438","host_organization_name":"RELX Group (Netherlands)","host_organization_lineage":["https://openalex.org/I1318003438"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"acceptedVersion","is_accepted":true,"is_published":false,"raw_source_name":null,"raw_type":"posted-content"},"volume":null,"type":"preprint","indexed_in":["crossref"],"open_access":{"is_oa":true,"oa_status":"green","oa_url":"https://doi.org/10.2139/ssrn.1809683","any_repository_has_fulltext":true},"authorships":[{"author_position":"first","author":{"id":"https://openalex.org/A5075986349","display_name":"Mark Humphery\u2010Jenner","orcid":"https://orcid.org/0000-0002-0541-1541","observed_orcids":["https://orcid.org/0000-0002-0541-1541"]},"institutions":[{"id":"https://openalex.org/I165143802","display_name":"The University of Queensland","ror":"https://ror.org/00rqy9422","country_code":"AU","type":"education","lineage":["https://openalex.org/I165143802"]},{"id":"https://openalex.org/I31746571","display_name":"UNSW Sydney","ror":"https://ror.org/03r8z3t63","country_code":"AU","type":"education","lineage":["https://openalex.org/I31746571"]}],"countries":["AU"],"is_corresponding":true,"raw_author_name":"Mark Humphery-Jenner","raw_affiliation_strings":["Financial Research Network (FIRN), C/- University of Queensland Business School, St Lucia, 4071 Brisbane, Queensland, Australia","UNSW Business School, UNSW Business School, High St, Sydney, NSW 2052, Australia","University of New South Wales (UNSW), Kensington, High St, Sydney, NSW 2052, Australia","Financial Research Network (FIRN)","UNSW Business School","University of New South Wales (UNSW)"],"raw_orcid":null,"affiliations":[{"raw_affiliation_string":"Financial Research Network (FIRN), C/- University of Queensland Business School, St Lucia, 4071 Brisbane, Queensland, Australia","institution_ids":["https://openalex.org/I165143802"]},{"raw_affiliation_string":"UNSW Business School, UNSW Business School, High St, Sydney, NSW 2052, Australia","institution_ids":["https://openalex.org/I31746571"]},{"raw_affiliation_string":"University of New South Wales (UNSW), Kensington, High St, Sydney, NSW 2052, Australia","institution_ids":["https://openalex.org/I31746571"]},{"raw_affiliation_string":"Financial Research Network (FIRN)","institution_ids":[]},{"raw_affiliation_string":"UNSW Business School","institution_ids":["https://openalex.org/I31746571"]},{"raw_affiliation_string":"University of New South Wales (UNSW)","institution_ids":["https://openalex.org/I31746571"]}]}],"institutions":[],"countries_distinct_count":1,"institutions_distinct_count":2,"corresponding_author_ids":["https://openalex.org/A5075986349"],"corresponding_institution_ids":["https://openalex.org/I165143802","https://openalex.org/I31746571"],"apc_list":null,"apc_paid":null,"fwci":null,"has_fulltext":false,"cited_by_count":17,"citation_normalized_percentile":null,"cited_by_percentile_year":null,"biblio":{"volume":null,"issue":null,"first_page":null,"last_page":null},"is_retracted":false,"is_paratext":false,"is_xpac":false,"primary_topic":{"id":"https://openalex.org/T10019","display_name":"Corporate Finance and Governance","score":0.9740999937057495,"subfield":{"id":"https://openalex.org/subfields/1402","display_name":"Accounting"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},"topics":[{"id":"https://openalex.org/T10019","display_name":"Corporate Finance and Governance","score":0.9740999937057495,"subfield":{"id":"https://openalex.org/subfields/1402","display_name":"Accounting"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T10081","display_name":"Auditing, Earnings Management, Governance","score":0.004699999932199717,"subfield":{"id":"https://openalex.org/subfields/1402","display_name":"Accounting"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}},{"id":"https://openalex.org/T14373","display_name":"Securities Regulation and Market Practices","score":0.0035000001080334187,"subfield":{"id":"https://openalex.org/subfields/1406","display_name":"Marketing"},"field":{"id":"https://openalex.org/fields/14","display_name":"Business, Management and Accounting"},"domain":{"id":"https://openalex.org/domains/2","display_name":"Social Sciences"}}],"keywords":[{"id":"https://openalex.org/keywords/securities-class-actions","display_name":"securities class actions","score":0.9890000224113464},{"id":"https://openalex.org/keywords/shareholder-class-actions","display_name":"shareholder class actions","score":0.968999981880188},{"id":"https://openalex.org/keywords/corporate-governance","display_name":"corporate governance","score":0.5180000066757202},{"id":"https://openalex.org/keywords/ceo-turnover","display_name":"CEO turnover","score":0.6850000023841858},{"id":"https://openalex.org/keywords/cfo-turnover","display_name":"CFO turnover","score":0.9229999780654907},{"id":"https://openalex.org/keywords/executive-compensation","display_name":"executive compensation","score":0.7710000276565552},{"id":"https://openalex.org/keywords/sec-enforcement-actions","display_name":"SEC enforcement actions","score":0.7329999804496765},{"id":"https://openalex.org/keywords/external-discipline","display_name":"external discipline","score":0.5690000057220459}],"concepts":[{"id":"https://openalex.org/C144133560","wikidata":"https://www.wikidata.org/wiki/Q4830453","display_name":"Business","level":0,"score":0.5326613783836365},{"id":"https://openalex.org/C2777212361","wikidata":"https://www.wikidata.org/wiki/Q5127848","display_name":"Class (philosophy)","level":2,"score":0.4977598488330841},{"id":"https://openalex.org/C41008148","wikidata":"https://www.wikidata.org/wiki/Q21198","display_name":"Computer science","level":0,"score":0.21759197115898132},{"id":"https://openalex.org/C154945302","wikidata":"https://www.wikidata.org/wiki/Q11660","display_name":"Artificial intelligence","level":1,"score":0.09902793169021606}],"mesh":[],"locations_count":11,"locations":[{"id":"doi:10.2139/ssrn.1809683","doi":"https://doi.org/10.2139/ssrn.1809683","is_oa":true,"landing_page_url":"https://doi.org/10.2139/ssrn.1809683","pdf_url":null,"source":{"id":"https://openalex.org/S4210172589","display_name":"SSRN Electronic Journal","issn_l":"1556-5068","issn":["1556-5068"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I1318003438","host_organization_name":"RELX Group (Netherlands)","host_organization_lineage":["https://openalex.org/I1318003438"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"acceptedVersion","is_accepted":true,"is_published":false,"raw_source_name":null,"raw_type":"posted-content"},{"id":"pmh:oai:CiteSeerX.psu:10.1.1.1005.3566","doi":null,"is_oa":false,"landing_page_url":"http://citeseerx.ist.psu.edu/viewdoc/summary?doi=10.1.1.1005.3566","pdf_url":null,"source":null,"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"https://pure.uvt.nl/ws/files/3069210/2011_008.pdf","raw_type":"text"},{"id":"pmh:oai:CiteSeerX.psu:10.1.1.985.2535","doi":null,"is_oa":false,"landing_page_url":"http://citeseerx.ist.psu.edu/viewdoc/summary?doi=10.1.1.985.2535","pdf_url":null,"source":null,"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"https://pure.uvt.nl/ws/files/1327284/2011-044.pdf","raw_type":"text"},{"id":"pmh:oai:RePEc:tiu:tiucen:072318eb-d214-4c7a-ac7a-dea982b6c323","doi":null,"is_oa":false,"landing_page_url":"https://repository.tilburguniversity.edu/bitstreams/988c14c6-e9bc-497d-aac5-dcfd4bd2bf20/download","pdf_url":null,"source":{"id":"https://openalex.org/S4306401271","display_name":"RePEc: Research Papers in Economics","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I77793887","host_organization_name":"Federal Reserve Bank of St. Louis","host_organization_lineage":["https://openalex.org/I77793887"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"preprint"},{"id":"pmh:oai:RePEc:tiu:tiutis:9bcb5c91-4bab-431f-9891-1a8a5463708a","doi":null,"is_oa":false,"landing_page_url":"https://repository.tilburguniversity.edu/bitstreams/eccba491-6ab3-431d-affe-1cd343bed4e2/download","pdf_url":null,"source":{"id":"https://openalex.org/S4306401271","display_name":"RePEc: Research Papers in Economics","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I77793887","host_organization_name":"Federal Reserve Bank of St. Louis","host_organization_lineage":["https://openalex.org/I77793887"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"preprint"},{"id":"pmh:oai:tilburguniversity.edu:openaire_cris_publications/072318eb-d214-4c7a-ac7a-dea982b6c323","doi":null,"is_oa":false,"landing_page_url":"https://research.tilburguniversity.edu/en/publications/072318eb-d214-4c7a-ac7a-dea982b6c323","pdf_url":null,"source":{"id":"https://openalex.org/S4306401490","display_name":"Research portal (Tilburg University)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I193700539","host_organization_name":"Tilburg University","host_organization_lineage":["https://openalex.org/I193700539"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"Humphery-Jenner, M 2011 'Internal and External Discipline Following Securities Class Actions' CentER Discussion Paper, vol. 2011-044, Economics, Tilburg.","raw_type":"info:eu-repo/semantics/workingPaper"},{"id":"pmh:oai:tilburguniversity.edu:openaire_cris_publications/9bcb5c91-4bab-431f-9891-1a8a5463708a","doi":null,"is_oa":false,"landing_page_url":"https://research.tilburguniversity.edu/en/publications/9bcb5c91-4bab-431f-9891-1a8a5463708a","pdf_url":null,"source":{"id":"https://openalex.org/S4306401490","display_name":"Research portal (Tilburg University)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I193700539","host_organization_name":"Tilburg University","host_organization_lineage":["https://openalex.org/I193700539"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"Humphery-Jenner, M 2011 'Internal and External Discipline Following Securities Class Actions' EBC Discussion Paper, vol. 2011-008, Economics, Tilburg.","raw_type":"info:eu-repo/semantics/workingPaper"},{"id":"pmh:uvt:oai:tilburguniversity.edu:publications/072318eb-d214-4c7a-ac7a-dea982b6c323","doi":null,"is_oa":true,"landing_page_url":"https://research.tilburguniversity.edu/en/publications/072318eb-d214-4c7a-ac7a-dea982b6c323","pdf_url":null,"source":{"id":"https://openalex.org/S4306401843","display_name":"Data Archiving and Networked Services (DANS)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I1322597698","host_organization_name":"Royal Netherlands Academy of Arts and Sciences","host_organization_lineage":["https://openalex.org/I1322597698"],"host_organization_lineage_names":[],"type":"repository"},"license":"other-oa","license_id":"https://openalex.org/licenses/other-oa","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"VOLUME=2011-044;TITLE=None","raw_type":"info:eu-repo/semantics/workingpaper"},{"id":"pmh:uvt:oai:tilburguniversity.edu:publications/9bcb5c91-4bab-431f-9891-1a8a5463708a","doi":null,"is_oa":true,"landing_page_url":"https://research.tilburguniversity.edu/en/publications/9bcb5c91-4bab-431f-9891-1a8a5463708a","pdf_url":null,"source":{"id":"https://openalex.org/S4306401843","display_name":"Data Archiving and Networked Services (DANS)","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I1322597698","host_organization_name":"Royal Netherlands Academy of Arts and Sciences","host_organization_lineage":["https://openalex.org/I1322597698"],"host_organization_lineage_names":[],"type":"repository"},"license":"other-oa","license_id":"https://openalex.org/licenses/other-oa","version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"VOLUME=2011-008;TITLE=None","raw_type":"info:eu-repo/semantics/workingpaper"},{"id":"pmh:oai:RePEc:dgr:kubcen:2011044","doi":null,"is_oa":false,"landing_page_url":"http://arno.uvt.nl/show.cgi?fid=114384","pdf_url":null,"source":{"id":"https://openalex.org/S4306401271","display_name":"RePEc: Research Papers in Economics","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I77793887","host_organization_name":"Federal Reserve Bank of St. Louis","host_organization_lineage":["https://openalex.org/I77793887"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":"","raw_type":"preprint"},{"id":"pmh:oai:RePEc:eee:jfinin:v:21:y:2012:i:1:p:151-179","doi":null,"is_oa":false,"landing_page_url":"http://www.sciencedirect.com/science/article/pii/S1042957311000386","pdf_url":null,"source":{"id":"https://openalex.org/S4306401271","display_name":"RePEc: Research Papers in Economics","issn_l":null,"issn":null,"is_oa":false,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I77793887","host_organization_name":"Federal Reserve Bank of St. Louis","host_organization_lineage":["https://openalex.org/I77793887"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"submittedVersion","is_accepted":false,"is_published":false,"raw_source_name":null,"raw_type":"article"}],"best_oa_location":{"id":"doi:10.2139/ssrn.1809683","doi":"https://doi.org/10.2139/ssrn.1809683","is_oa":true,"landing_page_url":"https://doi.org/10.2139/ssrn.1809683","pdf_url":null,"source":{"id":"https://openalex.org/S4210172589","display_name":"SSRN Electronic Journal","issn_l":"1556-5068","issn":["1556-5068"],"is_oa":true,"is_in_doaj":false,"is_core":false,"listed_in":[],"host_organization":"https://openalex.org/I1318003438","host_organization_name":"RELX Group (Netherlands)","host_organization_lineage":["https://openalex.org/I1318003438"],"host_organization_lineage_names":[],"type":"repository"},"license":null,"license_id":null,"version":"acceptedVersion","is_accepted":true,"is_published":false,"raw_source_name":null,"raw_type":"posted-content"},"sustainable_development_goals":[{"score":0.7297000288963318,"id":"https://metadata.un.org/sdg/16","display_name":"Peace, justice, and strong institutions"}],"study_designs":[],"awards":[],"funders":[],"has_content":{"grobid_xml":false,"pdf":false},"content_urls":null,"referenced_works_count":124,"referenced_works":["https://openalex.org/W22497948","https://openalex.org/W139809059","https://openalex.org/W316258226","https://openalex.org/W1505679671","https://openalex.org/W1528905581","https://openalex.org/W1535190265","https://openalex.org/W1536026434","https://openalex.org/W1537500282","https://openalex.org/W1548872077","https://openalex.org/W1619787817","https://openalex.org/W1788214346","https://openalex.org/W1898767198","https://openalex.org/W1950946775","https://openalex.org/W1964451322","https://openalex.org/W1964595922","https://openalex.org/W1975797055","https://openalex.org/W1977464646","https://openalex.org/W1978711401","https://openalex.org/W1980154213","https://openalex.org/W1982068760","https://openalex.org/W1982108055","https://openalex.org/W1984272629","https://openalex.org/W1988341511","https://openalex.org/W1988431075","https://openalex.org/W1992314912","https://openalex.org/W1992813403","https://openalex.org/W1994368223","https://openalex.org/W1995715155","https://openalex.org/W1996580302","https://openalex.org/W2010758396","https://openalex.org/W2014524200","https://openalex.org/W2015541788","https://openalex.org/W2016344980","https://openalex.org/W2018672582","https://openalex.org/W2022358348","https://openalex.org/W2023006733","https://openalex.org/W2023413070","https://openalex.org/W2024711075","https://openalex.org/W2025152892","https://openalex.org/W2031861336","https://openalex.org/W2034485448","https://openalex.org/W2035546773","https://openalex.org/W2036281662","https://openalex.org/W2036451890","https://openalex.org/W2036460001","https://openalex.org/W2043619364","https://openalex.org/W2044161527","https://openalex.org/W2049043578","https://openalex.org/W2049940424","https://openalex.org/W2057924678","https://openalex.org/W2063905797","https://openalex.org/W2068123771","https://openalex.org/W2075857658","https://openalex.org/W2083043198","https://openalex.org/W2083208966","https://openalex.org/W2083547856","https://openalex.org/W2087481094","https://openalex.org/W2087582868","https://openalex.org/W2089740740","https://openalex.org/W2089753078","https://openalex.org/W2090013642","https://openalex.org/W2093235033","https://openalex.org/W2093791522","https://openalex.org/W2100536344","https://openalex.org/W2101569091","https://openalex.org/W2105929259","https://openalex.org/W2106358900","https://openalex.org/W2106441135","https://openalex.org/W2109005945","https://openalex.org/W2111562586","https://openalex.org/W2113401002","https://openalex.org/W2114491221","https://openalex.org/W2118780793","https://openalex.org/W2127090968","https://openalex.org/W2131507660","https://openalex.org/W2132453464","https://openalex.org/W2135762223","https://openalex.org/W2138108404","https://openalex.org/W2138185846","https://openalex.org/W2140511050","https://openalex.org/W2141623098","https://openalex.org/W2143444017","https://openalex.org/W2148416404","https://openalex.org/W2150441143","https://openalex.org/W2152821677","https://openalex.org/W2155132534","https://openalex.org/W2158074482","https://openalex.org/W2159987069","https://openalex.org/W2166495205","https://openalex.org/W2168682241","https://openalex.org/W2171009974","https://openalex.org/W2172204617","https://openalex.org/W2204671290","https://openalex.org/W2241877340","https://openalex.org/W2568523132","https://openalex.org/W2775963118","https://openalex.org/W2796278806","https://openalex.org/W2801490189","https://openalex.org/W3121131820","https://openalex.org/W3121176210","https://openalex.org/W3121897833","https://openalex.org/W3122302359","https://openalex.org/W3122891861","https://openalex.org/W3122973831","https://openalex.org/W3123770750","https://openalex.org/W3123920159","https://openalex.org/W3123974754","https://openalex.org/W3124175736","https://openalex.org/W3124374398","https://openalex.org/W3124426843","https://openalex.org/W3124429050","https://openalex.org/W3124795032","https://openalex.org/W3124798454","https://openalex.org/W3124891281","https://openalex.org/W3125083133","https://openalex.org/W3125094895","https://openalex.org/W3125275292","https://openalex.org/W3125313247","https://openalex.org/W3125362379","https://openalex.org/W3125365155","https://openalex.org/W3125688476","https://openalex.org/W3126023247","https://openalex.org/W3126142570","https://openalex.org/W3149901755"],"related_works":["https://openalex.org/W2025152892","https://openalex.org/W7098266404","https://openalex.org/W1679824600","https://openalex.org/W1595146064","https://openalex.org/W1601519569","https://openalex.org/W4237100954","https://openalex.org/W2788108000","https://openalex.org/W3173161790","https://openalex.org/W2498330729","https://openalex.org/W4251170552"],"abstract_inverted_index":null,"counts_by_year":[{"year":2024,"cited_by_count":3},{"year":2023,"cited_by_count":1},{"year":2021,"cited_by_count":1},{"year":2020,"cited_by_count":2},{"year":2018,"cited_by_count":1},{"year":2015,"cited_by_count":1},{"year":2014,"cited_by_count":3},{"year":2013,"cited_by_count":1},{"year":2012,"cited_by_count":1}],"updated_date":"2026-10-12T09:40:04.860316","created_date":"2016-06-24T00:00:00"}
